{ "crd_number": 315010, "slug": "architect-capital-corp-san-francisco-ca-315010", "primary_business_name": "ARCHITECT CAPITAL CORP.", "legal_name": "ARCHITECT CAPITAL CORP.", "dbas": [], "city": "San Francisco", "state": "CA", "country": "United States", "cbsa_code": "41860", "metro": { "cbsa_code": "41860", "common_name": "San Francisco", "msa_name": "San Francisco-Oakland-Fremont, CA", "path": "/advisors/ca/san-francisco" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2023-05-01", "years_registered": 3, "period": "2026-10-01", "filing_date": "2026-05-11", "carried_forward": false, "raum_total": 1230566006.0, "raum_discretionary": 1230566006.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 15, "advisory_employees": 6, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 1230566006.0, "count": 22 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA" ], "websites": [ "https://architect.com", "https://linkedin.com/company/architectcapital" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/315010", "city_as_filed": "SAN FRANCISCO", "url": "https://advisorcensus.com/firm/architect-capital-corp-san-francisco-ca-315010", "display_name": "Architect Capital Corp.", "summary": "Architect Capital Corp. is an SEC-registered investment advisory firm in San Francisco, CA, registered since 2023, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 11, 2026.", "citation": "AdvisorCensus. Architect Capital Corp. (CRD 315010): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Architect Capital Corp. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Architect Capital Corp. reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Architect Capital Corp. located?", "a": "Architect Capital Corp.'s principal office is in San Francisco, CA, according to its Form ADV." }, { "q": "Is Architect Capital Corp. registered with the SEC or a state?", "a": "Architect Capital Corp. is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 315010." }, { "q": "How much does Architect Capital Corp. manage?", "a": "Architect Capital Corp. reports $1,230,566,006 in regulatory assets under management in its Form ADV filing dated May 11, 2026 (100% discretionary)." }, { "q": "How have Architect Capital Corp.'s assets and staff changed since 2023?", "a": "In the Form ADV data for Architect Capital Corp.: Regulatory assets under management: $201,641,500 in the October 2023 data and $1,230,566,006 in the October 2026 data, up 510%. Total employees: 11 in October 2023 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Architect Capital Corp. serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (22)." }, { "q": "Does Architect Capital Corp. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/315010" }, { "q": "What changed in Architect Capital Corp.'s recent Form ADV filings?", "a": "In the June 2026 filing data: Regulatory assets under management went from $695,566,006 to $1,230,566,006 (+77%)." } ], "filing_history": [ { "period": "2023-10-01", "regulatory_assets_under_management": 201641500.0, "total_employees": 11, "filing_date": "2023-09-08" }, { "period": "2024-10-01", "regulatory_assets_under_management": 350075000.0, "total_employees": 16, "filing_date": "2024-06-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 510813000.0, "total_employees": 14, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1230566006.0, "total_employees": 15, "filing_date": "2026-05-11" } ], "recent_changes": [ { "period": "2026-06-01", "period_label": "June 2026", "notes": [ "Regulatory assets under management went from $695,566,006 to $1,230,566,006 (+77%)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $510,813,000 to $695,566,006 (+36%)." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/architect-capital-corp-san-francisco-ca-315010.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 22, "fewer_than_5": false, "raum": 1230566006.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/315010", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }