# Arbus Capital Management, LLC

> Arbus Capital Management, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 9, 2026.

- CRD: 148709
- Filed as: ARBUS CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: June 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/148709
- AdvisorCensus page: https://advisorcensus.com/firm/arbus-capital-management-llc-new-york-ny-148709

## Quick answers

**How is Arbus Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Arbus Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Arbus Capital Management, LLC located?**
Arbus Capital Management, LLC's principal office is in New York, NY, according to its Form ADV.

**Is Arbus Capital Management, LLC registered with the SEC or a state?**
Arbus Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 148709.

**How much does Arbus Capital Management, LLC manage?**
Arbus Capital Management, LLC reports $130,185,093 in regulatory assets under management in its Form ADV filing dated June 9, 2026 (100% discretionary).

**How have Arbus Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Arbus Capital Management, LLC: Regulatory assets under management: $73,676,445 in the October 2021 data and $130,185,093 in the October 2026 data, up 77%. Total employees: 1 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Arbus Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (19); individuals (other than high net worth individuals) (11).

**Which custodians does Arbus Capital Management, LLC use?**
Arbus Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Arbus Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148709

**Does Arbus Capital Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 23, 2026 says: "To open an account for discretionary investment management services an account minimum of $1,000,000 is generally required. However, this minimum may be waived based on unique client circumstances."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 23, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> To open an account for discretionary investment management services an account minimum of $1,000,000 is generally required. However, this minimum may be waived based on unique client circumstances.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $130,185,093
- Discretionary: $130,185,093
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 11 | $6,106,260 |
| High net worth individuals | 19 | $87,715,445 |
| Charitable organizations | Fewer than 5 | $36,363,161 |
| Corporations or other businesses not listed above | Fewer than 5 | $227 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2014 (12 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY, TX, WV
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- arbuscm.com
- LinkedIn @arbus-capital-management-llc
- LinkedIn @ardenr
- X @ARDENRODGERS
- X @ArdenCFA
- YouTube @arbuscapitalmanagementllc5145

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $73,676,445 | 1 | March 22, 2021 |
| October 2022 | $93,786,247 | 1 | March 30, 2022 |
| October 2023 | $87,771,503 | 1 | August 22, 2023 |
| October 2024 | $111,458,350 | 1 | September 29, 2024 |
| October 2025 | $122,176,463 | 2 | March 20, 2025 |
| October 2026 | $130,185,093 | 2 | June 9, 2026 |

Regulatory assets under management: $73,676,445 in the October 2021 data and $130,185,093 in the October 2026 data, up 77%.
Total employees: 1 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Arbus Capital Management, LLC (CRD 148709): Form ADV filing data as of October 2026.