# Arbor Wealth Management, LLC

> Arbor Wealth Management, LLC is an SEC-registered investment advisory firm in Tempe, AZ, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 13, 2026.

- CRD: 168774
- Filed as: ARBOR WEALTH MANAGEMENT, LLC
- Also doing business as: ARBOR WEALTH MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tempe, AZ
- Filing period: October 2026
- Form ADV filing dated: March 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/168774
- AdvisorCensus page: https://advisorcensus.com/firm/arbor-wealth-management-llc-tempe-az-168774

## Quick answers

**How is Arbor Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Arbor Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Arbor Wealth Management, LLC located?**
Arbor Wealth Management, LLC's principal office is in Tempe, AZ, according to its Form ADV.

**Is Arbor Wealth Management, LLC registered with the SEC or a state?**
Arbor Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 168774.

**How much does Arbor Wealth Management, LLC manage?**
Arbor Wealth Management, LLC reports $138,051,761 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (100% discretionary).

**How have Arbor Wealth Management, LLC's assets and staff changed since 2025?**
In the Form ADV data for Arbor Wealth Management, LLC: Regulatory assets under management: $107,319,309 in the October 2025 data and $138,051,761 in the October 2026 data, up 29%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Arbor Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (67); high net worth individuals (44).

**Which custodians does Arbor Wealth Management, LLC use?**
Arbor Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Arbor Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/168774

**What changed in Arbor Wealth Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $107,319,309 to $138,051,761 (+29%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $138,051,761
- Discretionary: $138,051,761
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 67 | $24,145,699 |
| High net worth individuals | 44 | $113,468,840 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $437,222 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, TX, UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- arborfirm.com
- Facebook @ArborWMAZ
- LinkedIn @awmaz

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $107,319,309 | 2 | July 7, 2025 |
| October 2026 | $138,051,761 | 2 | March 13, 2026 |

Regulatory assets under management: $107,319,309 in the October 2025 data and $138,051,761 in the October 2026 data, up 29%.
Total employees: 2 in October 2025 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $107,319,309 to $138,051,761 (+29%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Arbor Wealth Management, LLC (CRD 168774): Form ADV filing data as of October 2026.