# Arbogast Financial Advisors, LLC

> Arbogast Financial Advisors, LLC is a state-registered investment advisory firm in Melbourne, FL, registered since 1997, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 16, 2026.

- CRD: 141562
- Filed as: ARBOGAST FINANCIAL ADVISORS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Melbourne, FL
- Filing period: October 2026
- Form ADV filing dated: February 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/141562
- AdvisorCensus page: https://advisorcensus.com/firm/arbogast-financial-advisors-llc-melbourne-fl-141562

## Quick answers

**How is Arbogast Financial Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Arbogast Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Arbogast Financial Advisors, LLC located?**
Arbogast Financial Advisors, LLC's principal office is in Melbourne, FL, according to its Form ADV.

**Is Arbogast Financial Advisors, LLC registered with the SEC or a state?**
Arbogast Financial Advisors, LLC is a state-registered investment advisory firm, registered since 1997. Status as filed: APPROVED. CRD 141562.

**How much does Arbogast Financial Advisors, LLC manage?**
Arbogast Financial Advisors, LLC reports $50,774,227 in regulatory assets under management in its Form ADV filing dated February 16, 2026 (100% discretionary).

**What types of clients does Arbogast Financial Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (68); high net worth individuals (11).

**Does Arbogast Financial Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/141562

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $50,774,227
- Discretionary: $50,774,227
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 68 | $31,513,862 |
| High net worth individuals | 11 | $19,260,365 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1997 (29 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- arbogastfinancial.com
- LinkedIn @MIKE-ARBOGAST-CPA-CFP®

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Arbogast Financial Advisors, LLC (CRD 141562): Form ADV filing data as of October 2026.