# Aragon Capital, LLC

> Aragon Capital, LLC is an SEC-registered investment advisory firm in Homewood, AL, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 6, 2026.

- CRD: 337597
- Filed as: ARAGON CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Homewood, AL
- Filing period: October 2026
- Form ADV filing dated: August 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/337597
- AdvisorCensus page: https://advisorcensus.com/firm/aragon-capital-llc-homewood-al-337597

## Quick answers

**How is Aragon Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Aragon Capital, LLC reports these compensation arrangements: a percentage of assets under its management.

**What does Aragon Capital, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated August 6, 2026 states: Asset-based fee: up to 1.25% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Aragon Capital, LLC located?**
Aragon Capital, LLC's principal office is in Homewood, AL, according to its Form ADV.

**Is Aragon Capital, LLC registered with the SEC or a state?**
Aragon Capital, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 337597.

**How much does Aragon Capital, LLC manage?**
Aragon Capital, LLC reports $112,050,000 in regulatory assets under management in its Form ADV filing dated August 6, 2026 (100% discretionary).

**How have Aragon Capital, LLC's assets and staff changed since 2025?**
In the Form ADV data for Aragon Capital, LLC: Regulatory assets under management: $0 in the October 2025 data and $112,050,000 in the October 2026 data. Total employees: 6 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Aragon Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (123); high net worth individuals (63).

**Which custodians does Aragon Capital, LLC use?**
Aragon Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Interactive Brokers as custodians holding 10% or more of its separately managed account assets.

**Does Aragon Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/337597

**Does Aragon Capital, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated August 6, 2026 says: "There is a $1,000,000 minimum account size to open and maintain an advisory account. At AFO’s discretion this minimum account size may be waived."

**What changed in Aragon Capital, LLC's recent Form ADV filings?**
In the September 2026 filing data: Changed its legal name from Aragon Family Office LLC to Aragon Capital, LLC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated August 6, 2026)

- Asset-based fee: up to 1.25% of assets a year (the maximum the brochure states)

> Annual fees are a maximum of 1.25% annually. Consulting services are included in these fees for asset management services.

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> There is a $1,000,000 minimum account size to open and maintain an advisory account. At AFO’s discretion this minimum account size may be waived.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Interactive Brokers

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $112,050,000
- Discretionary: $112,050,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 123 | $49,055,700 |
| High net worth individuals | 63 | $62,994,300 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 6 | June 24, 2025 |
| October 2026 | $112,050,000 | 3 | August 6, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $112,050,000 in the October 2026 data.
Total employees: 6 in October 2025 and 3 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Changed its legal name from Aragon Family Office LLC to Aragon Capital, LLC.

### April 2026
- Regulatory assets under management went from $0 to $112,050,000.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Aragon Capital, LLC (CRD 337597): Form ADV filing data as of October 2026.