# AQI

> AQI is an SEC-registered investment advisory firm in Lone Tree, CO, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 8, 2026.

- CRD: 339159
- Legal name: Applied Quantitative Investments LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lone Tree, CO
- Filing period: October 2026
- Form ADV filing dated: July 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/339159
- AdvisorCensus page: https://advisorcensus.com/firm/aqi-lone-tree-co-339159

## Quick answers

**How is AQI compensated?**
On its Form ADV (Item 5.E, October 2026), AQI reports these compensation arrangements: a percentage of assets under its management.

**Where is AQI located?**
AQI's principal office is in Lone Tree, CO, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is AQI registered with the SEC or a state?**
AQI is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 339159.

**How much does AQI manage?**
AQI reports $107,861,049 in regulatory assets under management in its Form ADV filing dated July 8, 2026 (100% discretionary).

**Which custodians does AQI use?**
AQI's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does AQI report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339159

**Does AQI state an account minimum?**
Its Form ADV Part 2A brochure dated July 8, 2026 says: "We do not have any minimum asset requirements or minimum fees, but we do reserve the right to accept or reject any client."

**What changed in AQI's recent Form ADV filings?**
In the August 2026 filing data: Added an office in Mesa, AZ. No longer lists an office in Gilbert, AZ.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated July 8, 2026)

- Account minimum: None

> We do not have any minimum asset requirements or minimum fees, but we do reserve the right to accept or reject any client.

- Minimum annual fee: None

> We do not have any minimum asset requirements or minimum fees, but we do reserve the right to accept or reject any client.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $107,861,049
- Discretionary: $107,861,049
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Other investment advisers | Fewer than 5 | $107,861,049 |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2026 (0 years)
- Employees: 11 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Mesa, AZ

### Websites listed on Form ADV (Item 1.I)
- aqinvest.com

## Changes in the filing (last 12 months)

### August 2026
- Added an office in Mesa, AZ.
- No longer lists an office in Gilbert, AZ.

### July 2026
- Regulatory assets under management went from $0 to $107,861,049.

### March 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. AQI (CRD 339159): Form ADV filing data as of October 2026.