{
  "crd_number": 153504,
  "slug": "aps-investment-management-group-jackson-ca-153504",
  "primary_business_name": "APS INVESTMENT MANAGEMENT GROUP",
  "legal_name": "APS ADVISORS",
  "dbas": [
    "APS INVESTMENT MANAGEMENT GROUP"
  ],
  "city": "Jackson",
  "state": "CA",
  "country": "United States",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-04-03",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-03-04",
  "carried_forward": false,
  "raum_total": 197246667.0,
  "raum_discretionary": 197246667.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 84019628.0,
      "count": 503
    },
    "high_net_worth_individuals": {
      "raum": 113227039.0,
      "count": 54
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "TX"
  ],
  "websites": [
    "https://apsadvisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/153504",
  "city_as_filed": "JACKSON",
  "url": "https://advisorcensus.com/firm/aps-investment-management-group-jackson-ca-153504",
  "display_name": "APS Investment Management Group",
  "summary": "APS Investment Management Group is an SEC-registered investment advisory firm in Jackson, CA, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 4, 2026.",
  "citation": "AdvisorCensus. APS Investment Management Group (CRD 153504): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is APS Investment Management Group compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), APS Investment Management Group reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is APS Investment Management Group located?",
      "a": "APS Investment Management Group's principal office is in Jackson, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is APS Investment Management Group registered with the SEC or a state?",
      "a": "APS Investment Management Group is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 153504."
    },
    {
      "q": "How much does APS Investment Management Group manage?",
      "a": "APS Investment Management Group reports $197,246,667 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (100% discretionary)."
    },
    {
      "q": "How have APS Investment Management Group's assets and staff changed since 2021?",
      "a": "In the Form ADV data for APS Investment Management Group: Regulatory assets under management: $129,081,672 in the October 2021 data and $197,246,667 in the October 2026 data, up 53%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does APS Investment Management Group serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (503); high net worth individuals (54)."
    },
    {
      "q": "Which custodians does APS Investment Management Group use?",
      "a": "APS Investment Management Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does APS Investment Management Group report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/153504"
    },
    {
      "q": "What changed in APS Investment Management Group's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $171,504,096 to $197,246,667 (+15%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 129081672.0,
      "total_employees": 2,
      "filing_date": "2021-08-27"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 149784990.0,
      "total_employees": 2,
      "filing_date": "2022-02-17"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 126172518.0,
      "total_employees": 2,
      "filing_date": "2023-05-11"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 153149016.0,
      "total_employees": 2,
      "filing_date": "2024-02-02"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 171504096.0,
      "total_employees": 2,
      "filing_date": "2025-02-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 197246667.0,
      "total_employees": 2,
      "filing_date": "2026-03-04"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $171,504,096 to $197,246,667 (+15%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "LPL Financial LLC",
      "name_as_filed": "LPL FINANCIAL LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/aps-investment-management-group-jackson-ca-153504.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 503,
      "fewer_than_5": false,
      "raum": 84019628.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 54,
      "fewer_than_5": false,
      "raum": 113227039.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/153504",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}