# Apriem Advisors

> Apriem Advisors is an SEC-registered investment advisory firm in Irvine, CA, registered since 1998, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 10, 2026.

- CRD: 108188
- Filed as: APRIEM ADVISORS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Irvine, CA
- Filing period: October 2026
- Form ADV filing dated: July 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108188
- AdvisorCensus page: https://advisorcensus.com/firm/apriem-advisors-irvine-ca-108188

## Quick answers

**How is Apriem Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Apriem Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**Where is Apriem Advisors located?**
Apriem Advisors' principal office is in Irvine, CA, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Apriem Advisors registered with the SEC or a state?**
Apriem Advisors is an SEC-registered investment advisory firm, registered since 1998. Status as filed: Approved. CRD 108188.

**How much does Apriem Advisors manage?**
Apriem Advisors reports $1,483,716,736 in regulatory assets under management in its Form ADV filing dated July 10, 2026 (98% discretionary).

**How have Apriem Advisors' assets and staff changed since 2021?**
In the Form ADV data for Apriem Advisors: Regulatory assets under management: $875,925,037 in the October 2021 data and $1,483,716,736 in the October 2026 data, up 69%. Total employees: 14 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Apriem Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (715); high net worth individuals (345); charitable organizations (9).

**Which custodians does Apriem Advisors use?**
Apriem Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Apriem Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108188

**What changed in Apriem Advisors' recent Form ADV filings?**
In the August 2026 filing data: No longer lists an office in San Diego, CA. No longer lists an office in Torrance, CA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,483,716,736
- Discretionary: $1,460,827,838
- Non-discretionary: $22,888,898

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 715 | $319,936,519 |
| High net worth individuals | 345 | $1,043,798,237 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $26,000,456 |
| Charitable organizations | 9 | $88,340,738 |
| Corporations or other businesses not listed above | 1 | $5,640,786 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 1998 (28 years)
- Employees: 17 total, 14 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, HI, ID, MA, MD, NH, NV, NY, OR, PA, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- San Diego, CA
- Torrance, CA

### Websites listed on Form ADV (Item 1.I)
- apriem.com
- Facebook @APRIEMADVISORS
- Instagram @APRIEM_ADVISORS
- LinkedIn @APRIEMADVISORS
- YouTube @ApriemAdvisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $875,925,037 | 14 | March 16, 2021 |
| October 2022 | $1,007,886,557 | 18 | August 1, 2022 |
| October 2023 | $862,064,892 | 16 | May 26, 2023 |
| October 2024 | $1,049,674,469 | 16 | March 5, 2024 |
| October 2025 | $1,229,145,243 | 17 | March 26, 2025 |
| October 2026 | $1,483,716,736 | 17 | July 10, 2026 |

Regulatory assets under management: $875,925,037 in the October 2021 data and $1,483,716,736 in the October 2026 data, up 69%.
Total employees: 14 in October 2021 and 17 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- No longer lists an office in San Diego, CA.
- No longer lists an office in Torrance, CA.

### April 2026
- Regulatory assets under management went from $1,229,145,243 to $1,486,377,797 (+21%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Apriem Advisors (CRD 108188): Form ADV filing data as of October 2026.