# Applied Capital LLC

> Applied Capital LLC is an SEC-registered investment advisory firm in Little Rock, AR, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 166175
- Filed as: APPLIED CAPITAL LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Little Rock, AR
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/166175
- AdvisorCensus page: https://advisorcensus.com/firm/applied-capital-llc-little-rock-ar-166175

## Quick answers

**How is Applied Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Applied Capital LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Applied Capital LLC located?**
Applied Capital LLC's principal office is in Little Rock, AR, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Applied Capital LLC registered with the SEC or a state?**
Applied Capital LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 166175.

**How much does Applied Capital LLC manage?**
Applied Capital LLC reports $357,525,640 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary).

**How have Applied Capital LLC's assets and staff changed since 2021?**
In the Form ADV data for Applied Capital LLC: Regulatory assets under management: $269,998,347 in the October 2021 data and $357,525,640 in the October 2026 data, up 32%. Total employees: 9 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Applied Capital LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (593); high net worth individuals (94).

**Which custodians does Applied Capital LLC use?**
Applied Capital LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Applied Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/166175

**Does Applied Capital LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 10, 2026 says: "Minimum Account Size AC has a preferred account minimum of $100,000."

**What changed in Applied Capital LLC's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 7 to 8. Regulatory assets under management went from $293,411,420 to $357,525,640 (+22%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 10, 2026)

- Account minimum: $100,000

> Minimum Account Size AC has a preferred account minimum of $100,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $357,525,640
- Discretionary: $357,525,640
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 593 | $165,793,851 |
| High net worth individuals | 94 | $191,731,789 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2019 (7 years)
- Employees: 9 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, CO, FL, IL, KY, LA, MO, MS, NC, OH, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Nashville, TN

### Websites listed on Form ADV (Item 1.I)
- appliedcaptal.com
- Facebook @APPLIEDCAPITAL
- Instagram @appliedcapitallr
- LinkedIn @2935176
- YouTube @AppliedCapital-Nashville

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $269,998,347 | 9 | March 26, 2021 |
| October 2022 | $380,794,018 | 9 | March 21, 2022 |
| October 2023 | $233,797,486 | 10 | February 16, 2023 |
| October 2024 | $286,602,838 | 10 | July 18, 2024 |
| October 2025 | $293,411,420 | 9 | February 26, 2025 |
| October 2026 | $357,525,640 | 9 | March 10, 2026 |

Regulatory assets under management: $269,998,347 in the October 2021 data and $357,525,640 in the October 2026 data, up 32%.
Total employees: 9 in October 2021 and 9 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 7 to 8.
- Regulatory assets under management went from $293,411,420 to $357,525,640 (+22%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Applied Capital LLC (CRD 166175): Form ADV filing data as of October 2026.