{ "crd_number": 340114, "slug": "applied-academics-new-york-ny-340114", "primary_business_name": "APPLIED ACADEMICS", "legal_name": "APPLIED ACADEMICS LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "120-Day Approval", "registration_date": "2026-06-23", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-05-15", "carried_forward": false, "raum_total": 0.0, "raum_discretionary": 0.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 19, "advisory_employees": 13, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "pension_profit_sharing": { "raum": null, "count": null, "fewer_than_5": true } }, "compensation_types": [ "fixed", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "NY" ], "websites": [ "https://appliedacademics.com", "https://linkedin.com/company/applied-academics-llc?viewAsMember=true" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/340114", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/applied-academics-new-york-ny-340114", "display_name": "Applied Academics", "summary": "Applied Academics is an SEC-registered investment advisory firm in New York, NY, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated May 15, 2026.", "citation": "AdvisorCensus. Applied Academics (CRD 340114): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Applied Academics compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Applied Academics reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees." }, { "q": "What does Applied Academics' brochure say about its fees?", "a": "Its Form ADV Part 2A brochure dated May 15, 2026 states: Asset-based fee: up to 0.2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Applied Academics located?", "a": "Applied Academics' principal office is in New York, NY, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Applied Academics registered with the SEC or a state?", "a": "Applied Academics is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 340114." }, { "q": "How much does Applied Academics manage?", "a": "Applied Academics reports $0 in regulatory assets under management in its Form ADV filing dated May 15, 2026." }, { "q": "Does Applied Academics report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/340114" }, { "q": "Does Applied Academics state an account minimum?", "a": "Its Form ADV Part 2A brochure dated May 15, 2026 says: \"There is no account minimum for any of AA’s services.\"" }, { "q": "What changed in Applied Academics' recent Form ADV filings?", "a": "In the July 2026 filing data: Newly registered with the SEC." } ], "filing_history": [], "recent_changes": [ { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Newly registered with the SEC." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated May 15, 2026", "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": "0.2% of assets a year", "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: up to 0.2% of assets a year (the maximum the brochure states)" ], "quotes": [ "The asset-based fee for selection of other advisers is an annual fee up to 0.20%. The balance in the client’s account on the last day of the prior billing period is used to determine the market value of the assets upon which the advisory fee is based." ] }, { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "There is no account minimum for any of AA’s services." ] } ], "quotes": [ "The asset-based fee for selection of other advisers is an annual fee up to 0.20%. The balance in the client’s account on the last day of the prior billing period is used to determine the market value of the assets upon which the advisory fee is based.", "There is no account minimum for any of AA’s services." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/applied-academics-new-york-ny-340114.md", "clients": [ { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": null } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/340114", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }