{
  "crd_number": 169799,
  "slug": "applewhite-and-buys-financial-advisors-dallas-tx-169799",
  "primary_business_name": "APPLEWHITE & BUYS FINANCIAL ADVISORS",
  "legal_name": "APPLEWHITE FINANCIAL PLANNING, PLLC",
  "dbas": [
    "APPLEWHITE & BUYS FINANCIAL ADVISORS",
    "APPLEWHITE FINANCIAL",
    "APPLEWHITE FINANCIAL PLANNING",
    "APPLEWHTE & BUYS"
  ],
  "city": "Dallas",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "19100",
  "metro": {
    "cbsa_code": "19100",
    "common_name": "Dallas",
    "msa_name": "Dallas-Fort Worth-Arlington, TX",
    "path": "/advisors/tx/dallas"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-11-13",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-03-26",
  "carried_forward": false,
  "raum_total": 153132711.0,
  "raum_discretionary": 153132711.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 46115998.0,
      "count": 130
    },
    "high_net_worth_individuals": {
      "raum": 107016713.0,
      "count": 55
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AR",
    "AZ",
    "CO",
    "FL",
    "LA",
    "MN",
    "MS",
    "NC",
    "NH",
    "NM",
    "OK",
    "SC",
    "TX"
  ],
  "websites": [
    "https://applewhiteandbuys.com",
    "https://applewhitefp.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169799",
  "city_as_filed": "DALLAS",
  "url": "https://advisorcensus.com/firm/applewhite-and-buys-financial-advisors-dallas-tx-169799",
  "display_name": "Applewhite & Buys Financial Advisors",
  "summary": "Applewhite & Buys Financial Advisors is an SEC-registered investment advisory firm in Dallas, TX, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.",
  "citation": "AdvisorCensus. Applewhite & Buys Financial Advisors (CRD 169799): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Applewhite & Buys Financial Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Applewhite & Buys Financial Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Applewhite & Buys Financial Advisors located?",
      "a": "Applewhite & Buys Financial Advisors' principal office is in Dallas, TX, according to its Form ADV."
    },
    {
      "q": "Is Applewhite & Buys Financial Advisors registered with the SEC or a state?",
      "a": "Applewhite & Buys Financial Advisors is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 169799."
    },
    {
      "q": "How much does Applewhite & Buys Financial Advisors manage?",
      "a": "Applewhite & Buys Financial Advisors reports $153,132,711 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Applewhite & Buys Financial Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (130); high net worth individuals (55)."
    },
    {
      "q": "Which custodians does Applewhite & Buys Financial Advisors use?",
      "a": "Applewhite & Buys Financial Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Applewhite & Buys Financial Advisors report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169799"
    },
    {
      "q": "What changed in Applewhite & Buys Financial Advisors' recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $138,072,194 to $153,132,711 (+11%)."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $138,072,194 to $153,132,711 (+11%)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/applewhite-and-buys-financial-advisors-dallas-tx-169799.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 130,
      "fewer_than_5": false,
      "raum": 46115998.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 55,
      "fewer_than_5": false,
      "raum": 107016713.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169799",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}