# Appleton Investment Management Inc.

> Appleton Investment Management Inc. is a state-registered investment advisory firm in Hortonville, WI, registered since 1988, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 27, 2026.

- CRD: 113576
- Filed as: APPLETON INVESTMENT MANAGEMENT INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Hortonville, WI
- Filing period: October 2026
- Form ADV filing dated: April 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/113576
- AdvisorCensus page: https://advisorcensus.com/firm/appleton-investment-management-inc-hortonville-wi-113576

## Quick answers

**How is Appleton Investment Management Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Appleton Investment Management Inc. reports these compensation arrangements: a percentage of assets under its management; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees).

**Where is Appleton Investment Management Inc. located?**
Appleton Investment Management Inc.'s principal office is in Hortonville, WI, according to its Form ADV.

**Is Appleton Investment Management Inc. registered with the SEC or a state?**
Appleton Investment Management Inc. is a state-registered investment advisory firm, registered since 1988. Status as filed: APPROVED. CRD 113576.

**How much does Appleton Investment Management Inc. manage?**
Appleton Investment Management Inc. reports $1,100,000 in regulatory assets under management in its Form ADV filing dated April 27, 2026 (100% discretionary).

**Does Appleton Investment Management Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/113576

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $1,100,000
- Discretionary: $1,100,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | Fewer than 5 | $1,100,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 1988 (38 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Appleton Investment Management Inc. (CRD 113576): Form ADV filing data as of October 2026.