{
  "crd_number": 113576,
  "slug": "appleton-investment-management-inc-hortonville-wi-113576",
  "primary_business_name": "APPLETON INVESTMENT MANAGEMENT INC.",
  "legal_name": "APPLETON INVESTMENT MANAGEMENT INC.",
  "dbas": [],
  "city": "Hortonville",
  "state": "WI",
  "country": "United States",
  "cbsa_code": "11540",
  "metro": {
    "cbsa_code": "11540",
    "common_name": "Appleton",
    "msa_name": "Appleton, WI",
    "path": "/advisors/wi/appleton"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "1988-01-08",
  "years_registered": 38,
  "period": "2026-10-01",
  "filing_date": "2026-04-27",
  "carried_forward": false,
  "raum_total": 1100000.0,
  "raum_discretionary": 1100000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "high_net_worth_individuals": {
      "raum": 1100000.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "subscription"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "WI"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/113576",
  "city_as_filed": "HORTONVILLE",
  "url": "https://advisorcensus.com/firm/appleton-investment-management-inc-hortonville-wi-113576",
  "display_name": "Appleton Investment Management Inc.",
  "summary": "Appleton Investment Management Inc. is a state-registered investment advisory firm in Hortonville, WI, registered since 1988, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 27, 2026.",
  "citation": "AdvisorCensus. Appleton Investment Management Inc. (CRD 113576): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Subscription fees (for a newsletter or periodical)",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Appleton Investment Management Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Appleton Investment Management Inc. reports these compensation arrangements: a percentage of assets under its management; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Appleton Investment Management Inc. located?",
      "a": "Appleton Investment Management Inc.'s principal office is in Hortonville, WI, according to its Form ADV."
    },
    {
      "q": "Is Appleton Investment Management Inc. registered with the SEC or a state?",
      "a": "Appleton Investment Management Inc. is a state-registered investment advisory firm, registered since 1988. Status as filed: APPROVED. CRD 113576."
    },
    {
      "q": "How much does Appleton Investment Management Inc. manage?",
      "a": "Appleton Investment Management Inc. reports $1,100,000 in regulatory assets under management in its Form ADV filing dated April 27, 2026 (100% discretionary)."
    },
    {
      "q": "Does Appleton Investment Management Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/113576"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/appleton-investment-management-inc-hortonville-wi-113576.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": null,
      "fewer_than_5": true,
      "raum": 1100000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/113576",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}