# Appleby Advisory LLC

> Appleby Advisory LLC is a state-registered investment advisory firm in Evanston, IL, registered since 2015, with no regulatory assets under management reported in its Form ADV filing dated September 24, 2015.

- CRD: 281415
- Filed as: APPLEBY ADVISORY LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Evanston, IL
- Filing period: October 2026
- Form ADV filing dated: September 24, 2015
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/281415
- AdvisorCensus page: https://advisorcensus.com/firm/appleby-advisory-llc-evanston-il-281415

## Quick answers

**How is Appleby Advisory LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Appleby Advisory LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Appleby Advisory LLC located?**
Appleby Advisory LLC's principal office is in Evanston, IL, according to its Form ADV.

**Is Appleby Advisory LLC registered with the SEC or a state?**
Appleby Advisory LLC is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 281415.

**Does Appleby Advisory LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/281415

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2015 (11 years)
- Employees: 0 total, 0 performing advisory functions
- Wrap fee program participation: Not reported
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Appleby Advisory LLC (CRD 281415): Form ADV filing data as of October 2026.