{ "crd_number": 330339, "slug": "apollo-s3-ric-management-l-p-new-york-ny-330339", "primary_business_name": "APOLLO S3 RIC MANAGEMENT, L.P.", "legal_name": "APOLLO S3 RIC MANAGEMENT, L.P.", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2024-03-22", "years_registered": 2, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 423846983.0, "raum_discretionary": 423846983.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 3564, "advisory_employees": 912, "client_count_bucket": null, "clients_by_type": { "investment_companies": { "raum": 423846983.0, "count": 1 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_investment_companies" ], "wrap_fee_participant": false, "disclosure_yes_count": 4, "states_registered": [ "NY" ], "websites": [ "https://apollo.com", "https://apollo.com/wealth/strategies/products/apollo-s3-private-markets-fund", "https://apolloacademy.com", "https://facebook.com/apolloglobalmanagement", "https://glassdoor.com/Reviews/Apollo-Global-Management-Reviews-E2715.htm", "https://griffincapital.com", "https://instagram.com/apolloglobalmanagement", "https://ir.apollo.com", "https://linkedin.com/company/apollo-global-management-inc", "https://linkedin.com/company/griffin-capital", "https://linkedin.com/showcase/apollo-opportunity-foundation", "https://tiktok.com/@apolloglobalmgmt", "https://twitter.com/apolloglobal", "https://youtube.com/c/ApolloGlobalManagement" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/330339", "disclosure_items": [ { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" }, { "item": "11.H(2)", "question": "Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?" } ], "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/apollo-s3-ric-management-l-p-new-york-ny-330339", "display_name": "Apollo S3 RIC Management, L.P.", "summary": "Apollo S3 RIC Management, L.P. is an SEC-registered investment advisory firm in New York, NY, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Apollo S3 RIC Management, L.P. (CRD 330339): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)" ], "quick_answers": [ { "q": "How is Apollo S3 RIC Management, L.P. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Apollo S3 RIC Management, L.P. reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Apollo S3 RIC Management, L.P. located?", "a": "Apollo S3 RIC Management, L.P.'s principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 27 other offices (Schedule D, Section 1.F)." }, { "q": "Is Apollo S3 RIC Management, L.P. registered with the SEC or a state?", "a": "Apollo S3 RIC Management, L.P. is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 330339." }, { "q": "How much does Apollo S3 RIC Management, L.P. manage?", "a": "Apollo S3 RIC Management, L.P. reports $423,846,983 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Apollo S3 RIC Management, L.P.'s assets and staff changed since 2024?", "a": "In the Form ADV data for Apollo S3 RIC Management, L.P.: Regulatory assets under management: $163,157,662 in the October 2025 data and $423,846,983 in the October 2026 data, up 160%. Total employees: 2,540 in October 2024 and 3,564 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Apollo S3 RIC Management, L.P. serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (1)." }, { "q": "Does Apollo S3 RIC Management, L.P. report any disciplinary disclosures?", "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/330339" }, { "q": "What changed in Apollo S3 RIC Management, L.P.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $163,157,662 to $423,846,983 (+160%). Employees performing advisory functions went from 842 to 912. Changed its office addresses in Abu Dhabi. Changed its office addresses in Amsterdam. Changed its office addresses in Conshohocken, PA. Changed its office addresses in Irvine, CA. Changed its office addresses in Milan. Changed its office addresses in New York, NY. Changed its office addresses in Singapore. Changed its office addresses in Sydney. Changed its office addresses in Tokyo. Added an office in Bkc, Bandra (east), Maharashtra, Mumbai. Added an office in Riyadh. Added an office in Seoul. Added an office in Zurich. No longer lists an office in 10 Gukjegeumyung-Ro, Youngdeungpo-Gu. No longer lists an office in Bkc, Bandra (east), Maharashtra. No longer lists an office in Carlsbad, CA. No longer lists an office in Gurugram. No longer lists an office in Los Angeles, CA. No longer lists an office in Phoenix, AZ. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2024-10-01", "regulatory_assets_under_management": null, "total_employees": 2540, "filing_date": "2024-07-15" }, { "period": "2025-10-01", "regulatory_assets_under_management": 163157662.0, "total_employees": 3216, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 423846983.0, "total_employees": 3564, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $163,157,662 to $423,846,983 (+160%).", "Employees performing advisory functions went from 842 to 912.", "Changed its office addresses in Abu Dhabi.", "Changed its office addresses in Amsterdam.", "Changed its office addresses in Conshohocken, PA.", "Changed its office addresses in Irvine, CA.", "Changed its office addresses in Milan.", "Changed its office addresses in New York, NY.", "Changed its office addresses in Singapore.", "Changed its office addresses in Sydney.", "Changed its office addresses in Tokyo.", "Added an office in Bkc, Bandra (east), Maharashtra, Mumbai.", "Added an office in Riyadh.", "Added an office in Seoul.", "Added an office in Zurich.", "No longer lists an office in 10 Gukjegeumyung-Ro, Youngdeungpo-Gu.", "No longer lists an office in Bkc, Bandra (east), Maharashtra.", "No longer lists an office in Carlsbad, CA.", "No longer lists an office in Gurugram.", "No longer lists an office in Los Angeles, CA.", "No longer lists an office in Phoenix, AZ.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/apollo-s3-ric-management-l-p-new-york-ny-330339.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 423846983.0 } ], "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/330339", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }