{
  "crd_number": 130610,
  "slug": "apollo-investment-management-l-p-new-york-ny-130610",
  "primary_business_name": "APOLLO INVESTMENT MANAGEMENT, L.P.",
  "legal_name": "APOLLO INVESTMENT MANAGEMENT, L.P.",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2004-02-23",
  "years_registered": 22,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 3323644797.0,
  "raum_discretionary": 3323644797.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 3564,
  "advisory_employees": 912,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0,
      "description": "N/A",
      "fewer_than_5": true
    },
    "charitable": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    },
    "business_development_companies": {
      "raum": 3323644797.0,
      "count": 1
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_investment_companies"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 4,
  "states_registered": [
    "NY"
  ],
  "websites": [
    "https://apollo.com",
    "https://apolloacademy.com",
    "https://facebook.com/apolloglobalmanagement",
    "https://glassdoor.com/Reviews/Apollo-Global-Management-Reviews-E2715.htm",
    "https://griffincapital.com",
    "https://instagram.com/apolloglobalmanagement",
    "https://ir.apollo.com",
    "https://linkedin.com/company/apollo-global-management-inc",
    "https://linkedin.com/company/griffin-capital",
    "https://linkedin.com/showcase/apollo-opportunity-foundation",
    "https://midcapfinancialic.com",
    "https://tiktok.com/@apolloglobalmgmt",
    "https://twitter.com/apolloglobal",
    "https://youtube.com/c/ApolloGlobalManagement"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/130610",
  "disclosure_items": [
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    },
    {
      "item": "11.H(2)",
      "question": "Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?"
    }
  ],
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/apollo-investment-management-l-p-new-york-ny-130610",
  "display_name": "Apollo Investment Management, L.P.",
  "summary": "Apollo Investment Management, L.P. is an SEC-registered investment advisory firm in New York, NY, registered since 2004, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Apollo Investment Management, L.P. (CRD 130610): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Apollo Investment Management, L.P. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Apollo Investment Management, L.P. reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "Where is Apollo Investment Management, L.P. located?",
      "a": "Apollo Investment Management, L.P.'s principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 27 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Apollo Investment Management, L.P. registered with the SEC or a state?",
      "a": "Apollo Investment Management, L.P. is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 130610."
    },
    {
      "q": "How much does Apollo Investment Management, L.P. manage?",
      "a": "Apollo Investment Management, L.P. reports $3,323,644,797 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)."
    },
    {
      "q": "How have Apollo Investment Management, L.P.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Apollo Investment Management, L.P.: Regulatory assets under management: $2,578,779,000 in the October 2021 data and $3,323,644,797 in the October 2026 data, up 29%. Total employees: 1,554 in October 2021 and 3,564 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Apollo Investment Management, L.P. serve?",
      "a": "By number of clients on Form ADV Item 5.D: business development companies (1)."
    },
    {
      "q": "Does Apollo Investment Management, L.P. report any disciplinary disclosures?",
      "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/130610"
    },
    {
      "q": "What changed in Apollo Investment Management, L.P.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 842 to 912. Changed its office addresses in Amsterdam. Changed its office addresses in Bkc, Bandra (east), Mumbai. Changed its office addresses in Conshohocken, PA. Changed its office addresses in Irvine, CA. Changed its office addresses in Milan. Changed its office addresses in New York, NY. Changed its office addresses in Seoul. Changed its office addresses in Sydney. Changed its office addresses in Tokyo. Added an office in Riyadh. Added an office in Zurich. No longer lists an office in Carlsbad, CA. No longer lists an office in Gurugram. No longer lists an office in Los Angeles, CA. No longer lists an office in Phoenix, AZ. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 2578779000.0,
      "total_employees": 1554,
      "filing_date": "2021-06-09"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 2666215672.0,
      "total_employees": 2273,
      "filing_date": "2022-05-25"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 2525516207.0,
      "total_employees": 2540,
      "filing_date": "2023-03-31"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 2501331000.0,
      "total_employees": 2909,
      "filing_date": "2024-05-10"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 3190942427.0,
      "total_employees": 3126,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 3323644797.0,
      "total_employees": 3564,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 842 to 912.",
        "Changed its office addresses in Amsterdam.",
        "Changed its office addresses in Bkc, Bandra (east), Mumbai.",
        "Changed its office addresses in Conshohocken, PA.",
        "Changed its office addresses in Irvine, CA.",
        "Changed its office addresses in Milan.",
        "Changed its office addresses in New York, NY.",
        "Changed its office addresses in Seoul.",
        "Changed its office addresses in Sydney.",
        "Changed its office addresses in Tokyo.",
        "Added an office in Riyadh.",
        "Added an office in Zurich.",
        "No longer lists an office in Carlsbad, CA.",
        "No longer lists an office in Gurugram.",
        "No longer lists an office in Los Angeles, CA.",
        "No longer lists an office in Phoenix, AZ.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/apollo-investment-management-l-p-new-york-ny-130610.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 3323644797.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": true,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/130610",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}