{ "crd_number": 286485, "slug": "apollo-capital-credit-adviser-llc-new-york-ny-286485", "primary_business_name": "APOLLO CAPITAL CREDIT ADVISER, LLC", "legal_name": "APOLLO CAPITAL CREDIT ADVISER, LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2017-01-23", "years_registered": 9, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 2352678018.0, "raum_discretionary": 2352678018.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 3564, "advisory_employees": 912, "client_count_bucket": null, "clients_by_type": { "investment_companies": { "raum": 2352678018.0, "count": 1 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_investment_companies" ], "wrap_fee_participant": false, "disclosure_yes_count": 4, "states_registered": [ "NY" ], "websites": [ "https://apollo.com", "https://apollo.com/wealth/strategies/products/apollo-diversified-credit-fund", "https://apolloacademy.com", "https://facebook.com/apolloglobalmanagement", "https://glassdoor.com/reviews/Apollo-Global-Management-Reviews-E2715.htm", "https://grifincapital.com", "https://instagram.com/apolloglobalmanagement", "https://ir.apollo.com", "https://linkedin.com/company/apollo-global-management-inc", "https://linkedin.com/company/griffin-capital", "https://linkedin.com/showcase/apollo-opportunity-foundation", "https://tiktok.com/@apolloglobalmgmt", "https://twitter.com/apolloglobal", "https://youtube.com/c/ApolloGlobalManagement" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/286485", "disclosure_items": [ { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" }, { "item": "11.H(2)", "question": "Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?" } ], "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/apollo-capital-credit-adviser-llc-new-york-ny-286485", "display_name": "Apollo Capital Credit Adviser, LLC", "summary": "Apollo Capital Credit Adviser, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2017, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Apollo Capital Credit Adviser, LLC (CRD 286485): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)" ], "quick_answers": [ { "q": "How is Apollo Capital Credit Adviser, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Apollo Capital Credit Adviser, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Apollo Capital Credit Adviser, LLC located?", "a": "Apollo Capital Credit Adviser, LLC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 27 other offices (Schedule D, Section 1.F)." }, { "q": "Is Apollo Capital Credit Adviser, LLC registered with the SEC or a state?", "a": "Apollo Capital Credit Adviser, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 286485." }, { "q": "How much does Apollo Capital Credit Adviser, LLC manage?", "a": "Apollo Capital Credit Adviser, LLC reports $2,352,678,018 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Apollo Capital Credit Adviser, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Apollo Capital Credit Adviser, LLC: Regulatory assets under management: $458,642,036 in the October 2021 data and $2,352,678,018 in the October 2026 data, up 413%. Total employees: 19 in October 2021 and 3,564 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Apollo Capital Credit Adviser, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (1)." }, { "q": "Does Apollo Capital Credit Adviser, LLC report any disciplinary disclosures?", "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/286485" }, { "q": "What changed in Apollo Capital Credit Adviser, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 842 to 912. Regulatory assets under management went from $1,441,877,438 to $2,352,678,018 (+63%). Changed its office addresses in Amsterdam. Changed its office addresses in Bkc, Bandra (east), Mumbai. Changed its office addresses in Conshohocken, PA. Changed its office addresses in Irvine, CA. Changed its office addresses in Milan. Changed its office addresses in New York, NY. Changed its office addresses in Seoul. Changed its office addresses in Singapore. Changed its office addresses in Sydney. Changed its office addresses in Tokyo. Added an office in Riyadh. Added an office in Zurich. No longer lists an office in Carlsbad, CA. No longer lists an office in Gurugram. No longer lists an office in Los Angeles, CA. No longer lists an office in Phoenix, AZ. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 458642036.0, "total_employees": 19, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 746769067.0, "total_employees": 2273, "filing_date": "2022-05-19" }, { "period": "2023-10-01", "regulatory_assets_under_management": 829633876.0, "total_employees": 2540, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 976930992.0, "total_employees": 2909, "filing_date": "2024-05-10" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1441877438.0, "total_employees": 3126, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2352678018.0, "total_employees": 3564, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 842 to 912.", "Regulatory assets under management went from $1,441,877,438 to $2,352,678,018 (+63%).", "Changed its office addresses in Amsterdam.", "Changed its office addresses in Bkc, Bandra (east), Mumbai.", "Changed its office addresses in Conshohocken, PA.", "Changed its office addresses in Irvine, CA.", "Changed its office addresses in Milan.", "Changed its office addresses in New York, NY.", "Changed its office addresses in Seoul.", "Changed its office addresses in Singapore.", "Changed its office addresses in Sydney.", "Changed its office addresses in Tokyo.", "Added an office in Riyadh.", "Added an office in Zurich.", "No longer lists an office in Carlsbad, CA.", "No longer lists an office in Gurugram.", "No longer lists an office in Los Angeles, CA.", "No longer lists an office in Phoenix, AZ.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/apollo-capital-credit-adviser-llc-new-york-ny-286485.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 2352678018.0 } ], "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/286485", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }