# Apex Wealth Advisors LLC

> Apex Wealth Advisors LLC is an SEC-registered investment advisory firm in Pheonix, AZ, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 8, 2026.

- CRD: 316564
- Filed as: APEX WEALTH ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Pheonix, AZ
- Filing period: October 2026
- Form ADV filing dated: June 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/316564
- AdvisorCensus page: https://advisorcensus.com/firm/apex-wealth-advisors-llc-pheonix-az-316564

## Quick answers

**How is Apex Wealth Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Apex Wealth Advisors LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Apex Wealth Advisors LLC located?**
Apex Wealth Advisors LLC's principal office is in Pheonix, AZ, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Apex Wealth Advisors LLC registered with the SEC or a state?**
Apex Wealth Advisors LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 316564.

**How much does Apex Wealth Advisors LLC manage?**
Apex Wealth Advisors LLC reports $122,151,571 in regulatory assets under management in its Form ADV filing dated June 8, 2026 (100% discretionary).

**How have Apex Wealth Advisors LLC's assets and staff changed since 2022?**
In the Form ADV data for Apex Wealth Advisors LLC: Regulatory assets under management: $72,510,000 in the October 2022 data and $122,151,571 in the October 2026 data, up 68%. Total employees: 3 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Apex Wealth Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (207); high net worth individuals (16).

**Which custodians does Apex Wealth Advisors LLC use?**
Apex Wealth Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Apex Wealth Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/316564

**Does Apex Wealth Advisors LLC state an account minimum?**
Its Form ADV Part 2A brochure dated June 8, 2026 says: "We offer our services to individuals, high net worth individuals, charities, corporations, and other business entities. We do not require a minimum account size."

**What changed in Apex Wealth Advisors LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $102,574,731 to $122,151,571 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 8, 2026)

- Account minimum: None

> We offer our services to individuals, high net worth individuals, charities, corporations, and other business entities. We do not require a minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $122,151,571
- Discretionary: $122,151,571
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 207 | $47,225,980 |
| High net worth individuals | 16 | $39,461,197 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $1,720,850 |
| Charitable organizations | Fewer than 5 | $33,743,544 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AZ, CA, LA, OR, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Birmingham, AL

### Websites listed on Form ADV (Item 1.I)
- apexwealthadvisors.com
- Instagram @apexwealthadvisors
- LinkedIn @apex-wealth-advisors-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $72,510,000 | 3 | July 25, 2022 |
| October 2025 | $102,574,731 | 3 | April 24, 2025 |
| October 2026 | $122,151,571 | 3 | June 8, 2026 |

Regulatory assets under management: $72,510,000 in the October 2022 data and $122,151,571 in the October 2026 data, up 68%.
Total employees: 3 in October 2022 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $102,574,731 to $122,151,571 (+19%).

### December 2025
- Registered or notice-filed in AL, CA, LA, OR, TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Apex Wealth Advisors LLC (CRD 316564): Form ADV filing data as of October 2026.