{
  "crd_number": 333956,
  "slug": "apex-quantitative-group-llc-chicago-il-333956",
  "primary_business_name": "APEX QUANTITATIVE GROUP, LLC",
  "legal_name": "APEX QUANTITATIVE GROUP, LLC",
  "dbas": [],
  "city": "Chicago",
  "state": "IL",
  "country": "United States",
  "cbsa_code": "16980",
  "metro": {
    "cbsa_code": "16980",
    "common_name": "Chicago",
    "msa_name": "Chicago-Naperville-Elgin, IL-IN",
    "path": "/advisors/il/chicago"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2025-11-10",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-08-05",
  "carried_forward": false,
  "raum_total": 1500000.0,
  "raum_discretionary": 1500000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 4,
  "advisory_employees": 4,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 1500000.0,
      "count": 4
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "IL"
  ],
  "websites": [
    "https://apexquantgroup.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/333956",
  "disclosure_items": [
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    },
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    }
  ],
  "city_as_filed": "CHICAGO",
  "url": "https://advisorcensus.com/firm/apex-quantitative-group-llc-chicago-il-333956",
  "display_name": "Apex Quantitative Group, LLC",
  "summary": "Apex Quantitative Group, LLC is a state-registered investment advisory firm in Chicago, IL, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 5, 2026.",
  "citation": "AdvisorCensus. Apex Quantitative Group, LLC (CRD 333956): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Apex Quantitative Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Apex Quantitative Group, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Apex Quantitative Group, LLC located?",
      "a": "Apex Quantitative Group, LLC's principal office is in Chicago, IL, according to its Form ADV."
    },
    {
      "q": "Is Apex Quantitative Group, LLC registered with the SEC or a state?",
      "a": "Apex Quantitative Group, LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 333956."
    },
    {
      "q": "How much does Apex Quantitative Group, LLC manage?",
      "a": "Apex Quantitative Group, LLC reports $1,500,000 in regulatory assets under management in its Form ADV filing dated August 5, 2026 (100% discretionary)."
    },
    {
      "q": "What types of clients does Apex Quantitative Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (4)."
    },
    {
      "q": "Does Apex Quantitative Group, LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/333956"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/apex-quantitative-group-llc-chicago-il-333956.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 4,
      "fewer_than_5": false,
      "raum": 1500000.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/333956",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}