{ "crd_number": 333593, "slug": "apex-investment-group-hudson-ma-333593", "primary_business_name": "APEX INVESTMENT GROUP", "legal_name": "APEX INVESTMENT GROUP, LLC", "dbas": [ "BARRELL INVESTMENT GROUP" ], "city": "Hudson", "state": "MA", "country": "United States", "cbsa_code": "14460", "metro": { "cbsa_code": "14460", "common_name": "Boston", "msa_name": "Boston-Cambridge-Newton, MA-NH", "path": "/advisors/ma/boston" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2024-11-29", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-06-23", "carried_forward": false, "raum_total": 211108269.0, "raum_discretionary": 205375671.0, "raum_non_discretionary": 5732598.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 6, "advisory_employees": 3, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 4185898.0, "count": null, "fewer_than_5": true }, "individuals": { "raum": 104454559.0, "count": 463 }, "high_net_worth_individuals": { "raum": 99249497.0, "count": 56 }, "corporations_other_businesses": { "raum": 3218315.0, "count": 7 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "pension_consulting", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AZ", "CT", "FL", "LA", "MA", "ME", "NC", "NH", "NV", "NY", "PA", "RI", "TX", "VA", "VT" ], "websites": [ "https://apexinvest.org", "https://linkedin.com/company/apex-investment-group-llc", "https://linkedin.com/in/joseph-bakaysa-07a1258", "https://linkedin.com/in/pedrosilvafinancialadvisor" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/333593", "city_as_filed": "HUDSON", "url": "https://advisorcensus.com/firm/apex-investment-group-hudson-ma-333593", "display_name": "Apex Investment Group", "summary": "Apex Investment Group is an SEC-registered investment advisory firm in Hudson, MA, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 23, 2026.", "citation": "AdvisorCensus. Apex Investment Group (CRD 333593): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Apex Investment Group compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Apex Investment Group reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Apex Investment Group located?", "a": "Apex Investment Group's principal office is in Hudson, MA, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Apex Investment Group registered with the SEC or a state?", "a": "Apex Investment Group is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 333593." }, { "q": "How much does Apex Investment Group manage?", "a": "Apex Investment Group reports $211,108,269 in regulatory assets under management in its Form ADV filing dated June 23, 2026 (97% discretionary)." }, { "q": "How have Apex Investment Group's assets and staff changed since 2025?", "a": "In the Form ADV data for Apex Investment Group: Regulatory assets under management: $101,572,089 in the October 2025 data and $211,108,269 in the October 2026 data, up 108%. Total employees: 2 in October 2025 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Apex Investment Group serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (463); high net worth individuals (56); corporations or other businesses not listed above (7)." }, { "q": "Which custodians does Apex Investment Group use?", "a": "Apex Investment Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Apex Investment Group report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/333593" }, { "q": "What changed in Apex Investment Group's recent Form ADV filings?", "a": "In the July 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2025-10-01", "regulatory_assets_under_management": 101572089.0, "total_employees": 2, "filing_date": "2025-03-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 211108269.0, "total_employees": 6, "filing_date": "2026-06-23" } ], "recent_changes": [ { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "No longer lists an office in Georges Mills, NH." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Regulatory assets under management went from $101,572,089 to $194,556,355 (+92%).", "Employees performing advisory functions went from 2 to 3.", "Registered or notice-filed in AZ, NV, PA, VA." ] }, { "period": "2025-11-01", "period_label": "November 2025", "notes": [ "Added the business name Barrell Investment Group." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "Fidelity Brokerage Services LLC", "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/apex-investment-group-hudson-ma-333593.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 463, "fewer_than_5": false, "raum": 104454559.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 56, "fewer_than_5": false, "raum": 99249497.0 }, { "type": "charitable", "label": "Charitable organizations", "count": null, "fewer_than_5": true, "raum": 4185898.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 7, "fewer_than_5": false, "raum": 3218315.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/333593", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }