{
  "crd_number": 156417,
  "slug": "ap-wealth-management-augusta-ga-156417",
  "primary_business_name": "AP WEALTH MANAGEMENT",
  "legal_name": "AP WEALTH MANAGEMENT, LLC",
  "dbas": [],
  "city": "Augusta",
  "state": "GA",
  "country": "United States",
  "cbsa_code": "12260",
  "metro": {
    "cbsa_code": "12260",
    "common_name": "Augusta",
    "msa_name": "Augusta-Richmond County, GA-SC",
    "path": "/advisors/ga/augusta"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2016-03-28",
  "years_registered": 10,
  "period": "2026-10-01",
  "filing_date": "2026-07-09",
  "carried_forward": false,
  "raum_total": 339554592.0,
  "raum_discretionary": 326669092.0,
  "raum_non_discretionary": 12885500.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 7,
  "advisory_employees": 5,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 7226789.0,
      "count": 6
    },
    "individuals": {
      "raum": 25508989.0,
      "count": 132
    },
    "pension_profit_sharing": {
      "raum": 3442455.0,
      "count": 8
    },
    "high_net_worth_individuals": {
      "raum": 303376359.0,
      "count": 137
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "FL",
    "GA",
    "NC",
    "NH",
    "SC",
    "TX"
  ],
  "websites": [
    "https://apwealth.com",
    "https://facebook.com/APWealthManagement",
    "https://instagram.com/APWEALTHMGMT",
    "https://linkedin.com/company/apwealthmanagement",
    "https://twitter.com/APWEALTH",
    "https://yelp.com/biz/ap-wealth-management-augusta",
    "https://youtube.com/CHANNEL/UCLLXGNBMGQCC7ZFH9UJPVCQ/about"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156417",
  "city_as_filed": "AUGUSTA",
  "url": "https://advisorcensus.com/firm/ap-wealth-management-augusta-ga-156417",
  "display_name": "AP Wealth Management",
  "summary": "AP Wealth Management is an SEC-registered investment advisory firm in Augusta, GA, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 9, 2026.",
  "citation": "AdvisorCensus. AP Wealth Management (CRD 156417): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is AP Wealth Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), AP Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "What does AP Wealth Management's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 12, 2026 states: Asset-based fee: up to 1.45% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is AP Wealth Management located?",
      "a": "AP Wealth Management's principal office is in Augusta, GA, according to its Form ADV."
    },
    {
      "q": "Is AP Wealth Management registered with the SEC or a state?",
      "a": "AP Wealth Management is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 156417."
    },
    {
      "q": "How much does AP Wealth Management manage?",
      "a": "AP Wealth Management reports $339,554,592 in regulatory assets under management in its Form ADV filing dated July 9, 2026 (96% discretionary)."
    },
    {
      "q": "How have AP Wealth Management's assets and staff changed since 2021?",
      "a": "In the Form ADV data for AP Wealth Management: Regulatory assets under management: $174,336,180 in the October 2021 data and $339,554,592 in the October 2026 data, up 95%. Total employees: 7 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does AP Wealth Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (137); individuals (other than high net worth individuals) (132); pension and profit sharing plans (but not the plan participants or government pension plans) (8)."
    },
    {
      "q": "Which custodians does AP Wealth Management use?",
      "a": "AP Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does AP Wealth Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156417"
    },
    {
      "q": "Does AP Wealth Management state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 12, 2026 says: \"The minimum investment relationship is $1,000,000 in assets. Exceptions to this minimum may be made on a case by case basis.\""
    },
    {
      "q": "What changed in AP Wealth Management's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 4 to 5. Regulatory assets under management went from $294,000,868 to $339,554,592 (+15%). No longer lists an office in Columbia, SC. Registered or notice-filed in FL, NH."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 174336180.0,
      "total_employees": 7,
      "filing_date": "2021-08-19"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 214163408.0,
      "total_employees": 7,
      "filing_date": "2022-03-01"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 207267051.0,
      "total_employees": 7,
      "filing_date": "2023-03-21"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 236896731.0,
      "total_employees": 6,
      "filing_date": "2024-01-16"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 294000868.0,
      "total_employees": 6,
      "filing_date": "2025-01-16"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 339554592.0,
      "total_employees": 7,
      "filing_date": "2026-07-09"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 4 to 5.",
        "Regulatory assets under management went from $294,000,868 to $339,554,592 (+15%).",
        "No longer lists an office in Columbia, SC.",
        "Registered or notice-filed in FL, NH."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 12, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1.45% of assets a year",
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1.45% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "Investment advisory fees will not exceed 1.45% of the assets under advisement annually and are based on several factors, including: the complexity of the services to be provided, the level of assets to be managed, and the overall relationship with the advisor."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "The minimum investment relationship is $1,000,000 in assets. Exceptions to this minimum may be made on a case by case basis."
        ]
      }
    ],
    "quotes": [
      "Investment advisory fees will not exceed 1.45% of the assets under advisement annually and are based on several factors, including: the complexity of the services to be provided, the level of assets to be managed, and the overall relationship with the advisor.",
      "The minimum investment relationship is $1,000,000 in assets. Exceptions to this minimum may be made on a case by case basis."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/ap-wealth-management-augusta-ga-156417.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 132,
      "fewer_than_5": false,
      "raum": 25508989.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 137,
      "fewer_than_5": false,
      "raum": 303376359.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 8,
      "fewer_than_5": false,
      "raum": 3442455.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 6,
      "fewer_than_5": false,
      "raum": 7226789.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/156417",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}