# Antoine Williams & Associates Wealth Management, LLC

> Antoine Williams & Associates Wealth Management, LLC is an SEC-registered investment advisory firm in Shelburne, VT, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 23, 2026.

- CRD: 312253
- Filed as: ANTOINE WILLIAMS & ASSOCIATES WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Shelburne, VT
- Filing period: October 2026
- Form ADV filing dated: June 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/312253
- AdvisorCensus page: https://advisorcensus.com/firm/antoine-williams-and-associates-wealth-management-llc-shelburne-vt-312253

## Quick answers

**How is Antoine Williams & Associates Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Antoine Williams & Associates Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Antoine Williams & Associates Wealth Management, LLC located?**
Antoine Williams & Associates Wealth Management, LLC's principal office is in Shelburne, VT, according to its Form ADV.

**Is Antoine Williams & Associates Wealth Management, LLC registered with the SEC or a state?**
Antoine Williams & Associates Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312253.

**How much does Antoine Williams & Associates Wealth Management, LLC manage?**
Antoine Williams & Associates Wealth Management, LLC reports $318,898,746 in regulatory assets under management in its Form ADV filing dated June 23, 2026 (100% discretionary).

**How have Antoine Williams & Associates Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Antoine Williams & Associates Wealth Management, LLC: Regulatory assets under management: $167,944,043 in the October 2021 data and $318,898,746 in the October 2026 data, up 90%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Antoine Williams & Associates Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (233); high net worth individuals (91).

**Which custodians does Antoine Williams & Associates Wealth Management, LLC use?**
Antoine Williams & Associates Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists SEI Private Trust / SEI Investments Distribution Co. as a custodian holding 10% or more of its separately managed account assets.

**Does Antoine Williams & Associates Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312253

**Does Antoine Williams & Associates Wealth Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated June 23, 2026 says: "There is no account minimum for any of AWAAWM’s services."

**What changed in Antoine Williams & Associates Wealth Management, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $229,248,760 to $294,920,933 (+29%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 23, 2026)

- Account minimum: None

> There is no account minimum for any of AWAAWM’s services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- SEI Private Trust / SEI Investments Distribution Co.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $318,898,746
- Discretionary: $318,898,746
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 233 | $97,390,765 |
| High net worth individuals | 91 | $221,507,981 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, MA, NC, NH, NY, SC, TX, VT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- antoinewilliamsandassoc.com
- Facebook @Antoine-Williams-Associates-Wealth-Management-LLC-107873277612670
- Instagram @antoinewilliamsassoc
- LinkedIn @antoinewilliamsandassoc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $167,944,043 | 2 | August 16, 2021 |
| October 2022 | $180,310,154 | 2 | March 4, 2022 |
| October 2023 | $173,065,142 | 3 | April 17, 2023 |
| October 2024 | $197,908,113 | 3 | January 8, 2024 |
| October 2025 | $229,248,760 | 3 | January 22, 2025 |
| October 2026 | $318,898,746 | 3 | June 23, 2026 |

Regulatory assets under management: $167,944,043 in the October 2021 data and $318,898,746 in the October 2026 data, up 90%.
Total employees: 2 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $229,248,760 to $294,920,933 (+29%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Antoine Williams & Associates Wealth Management, LLC (CRD 312253): Form ADV filing data as of October 2026.