# Anthony Capital Management, LLC

> Anthony Capital Management, LLC is an SEC-registered investment advisory firm in De Pere, WI, registered since 2021, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 312256
- Filed as: ANTHONY CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: De Pere, WI
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/312256
- AdvisorCensus page: https://advisorcensus.com/firm/anthony-capital-management-llc-de-pere-wi-312256

## Quick answers

**How is Anthony Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Anthony Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**What does Anthony Capital Management, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 18, 2026 states: Asset-based fee: 0.25% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Anthony Capital Management, LLC located?**
Anthony Capital Management, LLC's principal office is in De Pere, WI, according to its Form ADV.

**Is Anthony Capital Management, LLC registered with the SEC or a state?**
Anthony Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312256.

**How much does Anthony Capital Management, LLC manage?**
Anthony Capital Management, LLC reports $37,892,938 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (100% discretionary).

**How have Anthony Capital Management, LLC's assets and staff changed since 2022?**
In the Form ADV data for Anthony Capital Management, LLC: Regulatory assets under management: $250,000 in the October 2022 data and $37,892,938 in the October 2026 data, up 15057%. Total employees: 2 in October 2022 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Anthony Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does Anthony Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312256

**What changed in Anthony Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $26,980,200 to $37,892,938 (+40%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 18, 2026)

- Asset-based fee: 0.25% to 1% a year (a range, as the brochure states it)

> The Fee will range from 0.25% to 1.00%.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $37,892,938
- Discretionary: $37,892,938
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $37,892,938 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2021 (4 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- anthonycm.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $250,000 | 2 | March 30, 2022 |
| October 2023 | $51,425,689 | 2 | February 1, 2023 |
| October 2024 | $19,988,962 | 2 | March 29, 2024 |
| October 2025 | $26,980,200 | 2 | March 25, 2025 |
| October 2026 | $37,892,938 | 2 | March 18, 2026 |

Regulatory assets under management: $250,000 in the October 2022 data and $37,892,938 in the October 2026 data, up 15057%.
Total employees: 2 in October 2022 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $26,980,200 to $37,892,938 (+40%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Anthony Capital Management, LLC (CRD 312256): Form ADV filing data as of October 2026.