{ "crd_number": 284659, "slug": "antarctica-investment-advisors-llc-new-york-ny-284659", "primary_business_name": "ANTARCTICA INVESTMENT ADVISORS, LLC", "legal_name": "ANTARCTICA INVESTMENT ADVISORS, LLC", "dbas": [ "ANTARCTICA CAPITAL" ], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2018-04-30", "years_registered": 8, "period": "2026-10-01", "filing_date": "2026-06-10", "carried_forward": false, "raum_total": 5568506559.0, "raum_discretionary": 5568506559.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 32, "advisory_employees": 24, "client_count_bucket": null, "clients_by_type": { "insurance_companies": { "raum": 4298839292.0, "count": 18 }, "pooled_investment_vehicles": { "raum": 1269667267.0, "count": 18 } }, "compensation_types": [ "fixed", "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "NY" ], "websites": [ "https://antarcticacapital.com", "https://crunchbase.com/organization/antarctica-capital", "https://enduranceacquisition.com", "https://linkedin.com/COMPANY/ANTARCTICA-CAPITAL", "https://palmercapadvisors.com", "https://twitter.com/AntarcticaCaptl", "https://youtube.com/channel/UC1kcCFj2f7zB_CAASo0DqEg" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/284659", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/antarctica-investment-advisors-llc-new-york-ny-284659", "display_name": "Antarctica Investment Advisors, LLC", "summary": "Antarctica Investment Advisors, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2018, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated June 10, 2026.", "citation": "AdvisorCensus. Antarctica Investment Advisors, LLC (CRD 284659): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Antarctica Investment Advisors, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Antarctica Investment Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees; other." }, { "q": "What does Antarctica Investment Advisors, LLC's brochure say about its fees?", "a": "Its Form ADV Part 2A brochure dated April 1, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Antarctica Investment Advisors, LLC located?", "a": "Antarctica Investment Advisors, LLC's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Antarctica Investment Advisors, LLC registered with the SEC or a state?", "a": "Antarctica Investment Advisors, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 284659." }, { "q": "How much does Antarctica Investment Advisors, LLC manage?", "a": "Antarctica Investment Advisors, LLC reports $5,568,506,559 in regulatory assets under management in its Form ADV filing dated June 10, 2026 (100% discretionary)." }, { "q": "How have Antarctica Investment Advisors, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Antarctica Investment Advisors, LLC: Regulatory assets under management: $2,001,048,000 in the October 2021 data and $5,568,506,559 in the October 2026 data, up 178%. Total employees: 13 in October 2021 and 32 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Antarctica Investment Advisors, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (18); insurance companies (18)." }, { "q": "Which custodians does Antarctica Investment Advisors, LLC use?", "a": "Antarctica Investment Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Citi Private Bank, State Street and U.S. Bancorp as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Antarctica Investment Advisors, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284659" }, { "q": "What changed in Antarctica Investment Advisors, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $4,666,083,285 to $5,568,506,559 (+19%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 2001048000.0, "total_employees": 13, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1220727308.0, "total_employees": 14, "filing_date": "2022-08-24" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1489222236.0, "total_employees": 20, "filing_date": "2023-09-26" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3632028627.0, "total_employees": 20, "filing_date": "2024-07-01" }, { "period": "2025-10-01", "regulatory_assets_under_management": 4666083285.0, "total_employees": 32, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 5568506559.0, "total_employees": 32, "filing_date": "2026-06-10" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $4,666,083,285 to $5,568,506,559 (+19%)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated April 1, 2026", "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": "2% of assets a year", "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: up to 2% of assets a year (the maximum the brochure states)" ], "quotes": [ "The Advisers generally charge Clients an annual management fee of up to 2% of Client assets under management or a Fund’s capital commitments, invested capital or another agreed upon metric, payable on a monthly or quarterly basis in advance or in arrears to the Advisers or an affiliate." ] } ], "quotes": [ "The Advisers generally charge Clients an annual management fee of up to 2% of Client assets under management or a Fund’s capital commitments, invested capital or another agreed upon metric, payable on a monthly or quarterly basis in advance or in arrears to the Advisers or an affiliate." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Citi Private Bank", "name_as_filed": "CITI PRIVATE BANK", "affiliated": false }, { "name": "State Street", "name_as_filed": "STATE STREET", "affiliated": false }, { "name": "U.S. Bancorp", "name_as_filed": "U.S. BANCORP", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/antarctica-investment-advisors-llc-new-york-ny-284659.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 18, "fewer_than_5": false, "raum": 1269667267.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 18, "fewer_than_5": false, "raum": 4298839292.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/284659", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }