# Anson Funds Management LP

> Anson Funds Management LP is an SEC-registered investment advisory firm in Dallas, TX, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 125109
- Filed as: ANSON FUNDS MANAGEMENT LP
- Also doing business as: ANSON FUNDS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/125109
- AdvisorCensus page: https://advisorcensus.com/firm/anson-funds-management-lp-dallas-tx-125109

## Quick answers

**How is Anson Funds Management LP compensated?**
On its Form ADV (Item 5.E, October 2026), Anson Funds Management LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Anson Funds Management LP located?**
Anson Funds Management LP's principal office is in Dallas, TX, according to its Form ADV.

**Is Anson Funds Management LP registered with the SEC or a state?**
Anson Funds Management LP is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 125109.

**How much does Anson Funds Management LP manage?**
Anson Funds Management LP reports $3,046,431,569 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Anson Funds Management LP's assets and staff changed since 2021?**
In the Form ADV data for Anson Funds Management LP: Regulatory assets under management: $1,222,867,926 in the October 2021 data and $3,046,431,569 in the October 2026 data, up 149%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Anson Funds Management LP serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6).

**Does Anson Funds Management LP report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125109

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $3,046,431,569
- Discretionary: $3,046,431,569
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $3,046,431,569 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 4 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125109

### Websites listed on Form ADV (Item 1.I)
- ansonfunds.com
- Facebook @ansonfunds
- LinkedIn @anson-group-of-funds
- X @ANSONGROUPFUNDS

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,222,867,926 | 4 | March 16, 2021 |
| October 2022 | $1,768,849,614 | 4 | March 30, 2022 |
| October 2023 | $1,892,013,238 | 4 | May 26, 2023 |
| October 2024 | $2,481,232,322 | 4 | August 23, 2024 |
| October 2025 | $2,854,539,958 | 4 | February 28, 2025 |
| October 2026 | $3,046,431,569 | 4 | March 31, 2026 |

Regulatory assets under management: $1,222,867,926 in the October 2021 data and $3,046,431,569 in the October 2026 data, up 149%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Anson Funds Management LP (CRD 125109): Form ADV filing data as of October 2026.