{ "crd_number": 125109, "slug": "anson-funds-management-lp-dallas-tx-125109", "primary_business_name": "ANSON FUNDS MANAGEMENT LP", "legal_name": "ANSON FUNDS MANAGEMENT LP", "dbas": [ "ANSON FUNDS" ], "city": "Dallas", "state": "TX", "country": "United States", "cbsa_code": "19100", "metro": { "cbsa_code": "19100", "common_name": "Dallas", "msa_name": "Dallas-Fort Worth-Arlington, TX", "path": "/advisors/tx/dallas" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-23", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 3046431569.0, "raum_discretionary": 3046431569.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 4, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 3046431569.0, "count": 6 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 3, "states_registered": [ "TX" ], "websites": [ "https://ansonfunds.com", "https://facebook.com/ansonfunds", "https://linkedin.com/company/anson-group-of-funds", "https://twitter.com/ANSONGROUPFUNDS?LANG=EN%28ANSONGROUPFUNDS%29" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/125109", "disclosure_items": [ { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" } ], "city_as_filed": "DALLAS", "url": "https://advisorcensus.com/firm/anson-funds-management-lp-dallas-tx-125109", "display_name": "Anson Funds Management LP", "summary": "Anson Funds Management LP is an SEC-registered investment advisory firm in Dallas, TX, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Anson Funds Management LP (CRD 125109): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Anson Funds Management LP compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Anson Funds Management LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Anson Funds Management LP located?", "a": "Anson Funds Management LP's principal office is in Dallas, TX, according to its Form ADV." }, { "q": "Is Anson Funds Management LP registered with the SEC or a state?", "a": "Anson Funds Management LP is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 125109." }, { "q": "How much does Anson Funds Management LP manage?", "a": "Anson Funds Management LP reports $3,046,431,569 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Anson Funds Management LP's assets and staff changed since 2021?", "a": "In the Form ADV data for Anson Funds Management LP: Regulatory assets under management: $1,222,867,926 in the October 2021 data and $3,046,431,569 in the October 2026 data, up 149%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Anson Funds Management LP serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (6)." }, { "q": "Does Anson Funds Management LP report any disciplinary disclosures?", "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/125109" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1222867926.0, "total_employees": 4, "filing_date": "2021-03-16" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1768849614.0, "total_employees": 4, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1892013238.0, "total_employees": 4, "filing_date": "2023-05-26" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2481232322.0, "total_employees": 4, "filing_date": "2024-08-23" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2854539958.0, "total_employees": 4, "filing_date": "2025-02-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 3046431569.0, "total_employees": 4, "filing_date": "2026-03-31" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/anson-funds-management-lp-dallas-tx-125109.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 6, "fewer_than_5": false, "raum": 3046431569.0 } ], "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/125109", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }