# Andrew J. Spillios, CFP

> Andrew J. Spillios, CFP is a state-registered investment advisory firm, registered since 1994, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 4, 2023.

- CRD: 115003
- Filed as: ANDREW J. SPILLIOS, CFP
- Legal name: Andrew John Spillios, CFP
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Arizona
- Filing period: October 2026
- Form ADV filing dated: January 4, 2023
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/115003
- AdvisorCensus page: https://advisorcensus.com/firm/andrew-j-spillios-cfp-115003

## Quick answers

**How is Andrew J. Spillios, CFP compensated?**
On its Form ADV (Item 5.E, October 2026), Andrew J. Spillios, CFP reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Is Andrew J. Spillios, CFP registered with the SEC or a state?**
Andrew J. Spillios, CFP is a state-registered investment advisory firm, registered since 1994. Status as filed: APPROVED. CRD 115003.

**How much does Andrew J. Spillios, CFP manage?**
Andrew J. Spillios, CFP reports $10,000,000 in regulatory assets under management in its Form ADV filing dated January 4, 2023 (100% discretionary).

**Does Andrew J. Spillios, CFP report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/115003

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $10,000,000
- Discretionary: $10,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $1,000,000 |
| High net worth individuals | Fewer than 5 | $9,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1994 (32 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Andrew J. Spillios, CFP (CRD 115003): Form ADV filing data as of October 2026.