{ "crd_number": 152691, "slug": "andrew-arroyo-investments-llc-san-diego-ca-152691", "primary_business_name": "ANDREW ARROYO INVESTMENTS, LLC", "legal_name": "ANDREW ARROYO INVESTMENTS, LLC", "dbas": [], "city": "San Diego", "state": "CA", "country": "United States", "cbsa_code": "41740", "metro": { "cbsa_code": "41740", "common_name": "San Diego", "msa_name": "San Diego-Chula Vista-Carlsbad, CA", "path": "/advisors/ca/san-diego" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2018-02-21", "years_registered": 8, "period": "2026-10-01", "filing_date": "2026-01-03", "carried_forward": false, "raum_total": 500000.0, "raum_discretionary": 0.0, "raum_non_discretionary": 500000.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 0.0, "count": 0, "fewer_than_5": true }, "individuals": { "raum": 0.0, "count": 0, "fewer_than_5": true }, "banking_thrift": { "raum": 0.0, "count": 0, "fewer_than_5": true }, "state_municipal": { "raum": 0.0, "count": 0, "fewer_than_5": true }, "insurance_companies": { "raum": 0.0, "count": 0, "fewer_than_5": true }, "investment_companies": { "raum": 0.0, "count": 0 }, "pension_profit_sharing": { "raum": 0.0, "count": 0, "fewer_than_5": true }, "other_investment_advisers": { "raum": 0.0, "count": 0, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 0.0, "count": 0, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 0.0, "count": 0 }, "corporations_other_businesses": { "raum": 500000.0, "count": 1, "fewer_than_5": true }, "business_development_companies": { "raum": 0.0, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": 0.0, "count": 0, "fewer_than_5": true } }, "compensation_types": [ "commissions", "hourly", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "educational_seminars", "other", "periodicals_newsletters", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA" ], "websites": [ "https://aaiadvisors.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/152691", "city_as_filed": "SAN DIEGO", "url": "https://advisorcensus.com/firm/andrew-arroyo-investments-llc-san-diego-ca-152691", "display_name": "Andrew Arroyo Investments, LLC", "summary": "Andrew Arroyo Investments, LLC is a state-registered investment advisory firm in San Diego, CA, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 3, 2026.", "citation": "AdvisorCensus. Andrew Arroyo Investments, LLC (CRD 152691): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Commissions", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)", "Publication of periodicals or newsletters", "Educational seminars/workshops", "Other" ], "quick_answers": [ { "q": "How is Andrew Arroyo Investments, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Andrew Arroyo Investments, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; commissions; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Andrew Arroyo Investments, LLC located?", "a": "Andrew Arroyo Investments, LLC's principal office is in San Diego, CA, according to its Form ADV." }, { "q": "Is Andrew Arroyo Investments, LLC registered with the SEC or a state?", "a": "Andrew Arroyo Investments, LLC is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 152691." }, { "q": "How much does Andrew Arroyo Investments, LLC manage?", "a": "Andrew Arroyo Investments, LLC reports $500,000 in regulatory assets under management in its Form ADV filing dated January 3, 2026 (0% discretionary)." }, { "q": "What types of clients does Andrew Arroyo Investments, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (1)." }, { "q": "Does Andrew Arroyo Investments, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/152691" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/andrew-arroyo-investments-llc-san-diego-ca-152691.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 0, "fewer_than_5": true, "raum": 0.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 0, "fewer_than_5": true, "raum": 0.0 }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 0, "fewer_than_5": true, "raum": 0.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 0, "fewer_than_5": true, "raum": 0.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 0, "fewer_than_5": true, "raum": 0.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 0, "fewer_than_5": true, "raum": 0.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": true, "raum": 0.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 0, "fewer_than_5": true, "raum": 0.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 0, "fewer_than_5": true, "raum": 0.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 1, "fewer_than_5": true, "raum": 500000.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/152691", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }