# Anderson Griggs Investments

> Anderson Griggs Investments is an SEC-registered investment advisory firm in Rock Hill, SC, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 21, 2026.

- CRD: 110313
- Filed as: ANDERSON GRIGGS INVESTMENTS
- Legal name: Anderson Griggs & Company, Inc.
- Also doing business as: ANDERSON GRIGGS, ANDERSON GRIGGS PORTFOLIO MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Rock Hill, SC
- Filing period: October 2026
- Form ADV filing dated: January 21, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110313
- AdvisorCensus page: https://advisorcensus.com/firm/anderson-griggs-investments-rock-hill-sc-110313

## Quick answers

**How is Anderson Griggs Investments compensated?**
On its Form ADV (Item 5.E, October 2026), Anderson Griggs Investments reports these compensation arrangements: a percentage of assets under its management.

**Where is Anderson Griggs Investments located?**
Anderson Griggs Investments' principal office is in Rock Hill, SC, according to its Form ADV.

**Is Anderson Griggs Investments registered with the SEC or a state?**
Anderson Griggs Investments is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 110313.

**How much does Anderson Griggs Investments manage?**
Anderson Griggs Investments reports $133,610,533 in regulatory assets under management in its Form ADV filing dated January 21, 2026 (100% discretionary).

**How have Anderson Griggs Investments' assets and staff changed since 2025?**
In the Form ADV data for Anderson Griggs Investments: Regulatory assets under management: $120,345,298 in the October 2025 data and $133,610,533 in the October 2026 data, up 11%. Total employees: 3 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Anderson Griggs Investments serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (115); high net worth individuals (51); charitable organizations (4).

**Which custodians does Anderson Griggs Investments use?**
Anderson Griggs Investments' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Anderson Griggs Investments report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110313

**What changed in Anderson Griggs Investments' recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $120,345,298 to $133,610,533 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $133,610,533
- Discretionary: $133,610,533
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 115 | $44,810,681 |
| High net worth individuals | 51 | $86,390,355 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 4 | $2,409,497 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC, SC
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- andersongriggs.com
- LinkedIn @ANDERSON-GRIGGS-INVESTMENTS

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $120,345,298 | 3 | June 3, 2025 |
| October 2026 | $133,610,533 | 3 | January 21, 2026 |

Regulatory assets under management: $120,345,298 in the October 2025 data and $133,610,533 in the October 2026 data, up 11%.
Total employees: 3 in October 2025 and 3 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $120,345,298 to $133,610,533 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Anderson Griggs Investments (CRD 110313): Form ADV filing data as of October 2026.