# &Wealth Partners

> &Wealth Partners is an SEC-registered investment advisory firm in Baltimore, MD, registered since 2009, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated February 23, 2026.

- CRD: 149136
- Filed as: &WEALTH PARTNERS
- Legal name: And Wealth Partners, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Baltimore, MD
- Filing period: October 2026
- Form ADV filing dated: February 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/149136
- AdvisorCensus page: https://advisorcensus.com/firm/and-wealth-partners-baltimore-md-149136

## Quick answers

**How is &Wealth Partners compensated?**
On its Form ADV (Item 5.E, October 2026), &Wealth Partners reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**What does &Wealth Partners' brochure say about its fees?**
Its Form ADV Part 2A brochure dated February 23, 2026 states: Asset-based fee: 1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is &Wealth Partners located?**
&Wealth Partners' principal office is in Baltimore, MD, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is &Wealth Partners registered with the SEC or a state?**
&Wealth Partners is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 149136.

**How much does &Wealth Partners manage?**
&Wealth Partners reports $508,225,417 in regulatory assets under management in its Form ADV filing dated February 23, 2026 (55% discretionary).

**How have &Wealth Partners' assets and staff changed since 2021?**
In the Form ADV data for &Wealth Partners: Regulatory assets under management: $295,528,272 in the October 2021 data and $508,225,417 in the October 2026 data, up 72%. Total employees: 3 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does &Wealth Partners serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (70); individuals (other than high net worth individuals) (26); corporations or other businesses not listed above (7).

**Which custodians does &Wealth Partners use?**
&Wealth Partners' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and J.P. Morgan Securities LLC (affiliated with the firm) as custodians holding 10% or more of its separately managed account assets.

**Does &Wealth Partners report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149136

**Does &Wealth Partners state an account minimum?**
Its Form ADV Part 2A brochure dated February 23, 2026 says: "The Registrant does not impose an account minimum for starting or maintaining an account."

**What changed in &Wealth Partners' recent Form ADV filings?**
In the March 2026 filing data: Changed its office addresses in New York, NY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 23, 2026)

- Asset-based fee: 1% of assets a year

> The Registrant's annual fee shall be prorated and charged quarterly, in arrears, based upon the market value of the assets on the last day of the previous quarter. The annual fee is 1.00%.

- Account minimum: None

> The Registrant does not impose an account minimum for starting or maintaining an account.

- Minimum annual fee: $10,000

> As a condition for starting and maintaining a relationship, the Registrant shall generally impose a minimum annual fee of $10,000.

> The Registrant, in its sole discretion, may waive its minimum annual fee based upon certain criteria including anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be managed, related accounts, account composition, pre-existing client, account retention, and pro bono activities.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- J.P. Morgan Securities LLC (affiliated with the firm)

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $508,225,417
- Discretionary: $280,231,824
- Non-discretionary: $227,993,593

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 26 | $7,243,017 |
| High net worth individuals | 70 | $382,324,544 |
| Corporations or other businesses not listed above | 7 | $118,657,856 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2009 (17 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IL, MD, NH, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- andwealth.com
- Facebook @dorie.fain
- Facebook @category
- Instagram @and_wealth
- Instagram @andwealth
- LinkedIn @&wealth
- LinkedIn @dorie-fain-499954
- X @andwealth
- X @doriefain

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $295,528,272 | 3 | May 12, 2021 |
| October 2022 | $334,122,989 | 2 | March 11, 2022 |
| October 2023 | $320,870,359 | 3 | July 24, 2023 |
| October 2024 | $399,089,764 | 3 | February 21, 2024 |
| October 2025 | $470,940,507 | 4 | March 3, 2025 |
| October 2026 | $508,225,417 | 5 | February 23, 2026 |

Regulatory assets under management: $295,528,272 in the October 2021 data and $508,225,417 in the October 2026 data, up 72%.
Total employees: 3 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Changed its office addresses in New York, NY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. &Wealth Partners (CRD 149136): Form ADV filing data as of October 2026.