{
  "crd_number": 124600,
  "slug": "anchor-capital-management-llc-ithaca-ny-124600",
  "primary_business_name": "ANCHOR CAPITAL MANAGEMENT, LLC",
  "legal_name": "ANCHOR CAPITAL MANAGEMENT, LLC",
  "dbas": [
    "ANCHOR ITHACA"
  ],
  "city": "Ithaca",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "27060",
  "metro": {
    "cbsa_code": "27060",
    "common_name": "Ithaca",
    "msa_name": "Ithaca, NY",
    "path": "/advisors/ny/ithaca"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2014-04-21",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-04-15",
  "carried_forward": false,
  "raum_total": 61156514.0,
  "raum_discretionary": 61156514.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 4045925.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 19357601.0,
      "count": 16
    },
    "high_net_worth_individuals": {
      "raum": 37752988.0,
      "count": 53
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NY",
    "TX"
  ],
  "websites": [
    "https://anchorithaca.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/124600",
  "city_as_filed": "ITHACA",
  "url": "https://advisorcensus.com/firm/anchor-capital-management-llc-ithaca-ny-124600",
  "display_name": "Anchor Capital Management, LLC",
  "summary": "Anchor Capital Management, LLC is an SEC-registered investment advisory firm in Ithaca, NY, registered since 2014, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 15, 2026.",
  "citation": "AdvisorCensus. Anchor Capital Management, LLC (CRD 124600): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Anchor Capital Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Anchor Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "What does Anchor Capital Management, LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated April 15, 2026 states: Asset-based fee: up to 1.2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Anchor Capital Management, LLC located?",
      "a": "Anchor Capital Management, LLC's principal office is in Ithaca, NY, according to its Form ADV."
    },
    {
      "q": "Is Anchor Capital Management, LLC registered with the SEC or a state?",
      "a": "Anchor Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 124600."
    },
    {
      "q": "How much does Anchor Capital Management, LLC manage?",
      "a": "Anchor Capital Management, LLC reports $61,156,514 in regulatory assets under management in its Form ADV filing dated April 15, 2026 (100% discretionary)."
    },
    {
      "q": "How have Anchor Capital Management, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Anchor Capital Management, LLC: Regulatory assets under management: $41,352,021 in the October 2021 data and $61,156,514 in the October 2026 data, up 48%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Anchor Capital Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (53); individuals (other than high net worth individuals) (16); charitable organizations (1)."
    },
    {
      "q": "Which custodians does Anchor Capital Management, LLC use?",
      "a": "Anchor Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and UBS Financial Services Inc. as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Anchor Capital Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/124600"
    },
    {
      "q": "Does Anchor Capital Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated April 15, 2026 says: \"We normally impose a minimum account size of $500,000 for Portfolio Management services, but may waive this minimum for clients, based on criteria such as anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be managed, related accounts, account composition, and competitive considerations.\""
    },
    {
      "q": "What changed in Anchor Capital Management, LLC's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Added the business name Anchor Ithaca."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 41352021.0,
      "total_employees": 3,
      "filing_date": "2021-03-02"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 50822217.0,
      "total_employees": 3,
      "filing_date": "2022-02-07"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 37502581.0,
      "total_employees": 3,
      "filing_date": "2023-03-16"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 42799169.0,
      "total_employees": 3,
      "filing_date": "2024-06-10"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 50395603.0,
      "total_employees": 4,
      "filing_date": "2025-02-11"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 61156514.0,
      "total_employees": 3,
      "filing_date": "2026-04-15"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Added the business name Anchor Ithaca."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Employees performing advisory functions went from 2 to 3.",
        "Regulatory assets under management went from $50,395,603 to $61,156,514 (+21%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 15, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1.2% of assets a year",
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1.2% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "For this service, we charge an annual fee based on a percentage of assets under our management. Fees will not exceed 1.20% of assets under management.",
          "For this service, we charge an initial first-meeting deposit of $500 and subsequently, an hourly fee, of $300 per hour."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "We normally impose a minimum account size of $500,000 for Portfolio Management services, but may waive this minimum for clients, based on criteria such as anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be managed, related accounts, account composition, and competitive considerations."
        ]
      }
    ],
    "quotes": [
      "For this service, we charge an annual fee based on a percentage of assets under our management. Fees will not exceed 1.20% of assets under management.",
      "For this service, we charge an initial first-meeting deposit of $500 and subsequently, an hourly fee, of $300 per hour.",
      "We normally impose a minimum account size of $500,000 for Portfolio Management services, but may waive this minimum for clients, based on criteria such as anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be managed, related accounts, account composition, and competitive considerations."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "UBS Financial Services Inc.",
      "name_as_filed": "UBS FINANCIAL SERVICES INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/anchor-capital-management-llc-ithaca-ny-124600.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 16,
      "fewer_than_5": false,
      "raum": 19357601.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 53,
      "fewer_than_5": false,
      "raum": 37752988.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 4045925.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/124600",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}