# Anchor Capital

> Anchor Capital is an SEC-registered investment advisory firm in Aliso Viejo, CA, registered since 2002, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 123543
- Filed as: ANCHOR CAPITAL
- Legal name: Anchor Capital Management Group, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Aliso Viejo, CA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/123543
- AdvisorCensus page: https://advisorcensus.com/firm/anchor-capital-aliso-viejo-ca-123543

## Quick answers

**How is Anchor Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Anchor Capital reports these compensation arrangements: a percentage of assets under its management; other.

**Where is Anchor Capital located?**
Anchor Capital's principal office is in Aliso Viejo, CA, according to its Form ADV.

**Is Anchor Capital registered with the SEC or a state?**
Anchor Capital is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 123543.

**How much does Anchor Capital manage?**
Anchor Capital reports $191,231,382 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Anchor Capital's assets and staff changed since 2021?**
In the Form ADV data for Anchor Capital: Regulatory assets under management: $431,576,869 in the October 2021 data and $191,231,382 in the October 2026 data, down 56%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Anchor Capital serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (22); investment companies (4).

**Which custodians does Anchor Capital use?**
Anchor Capital's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Interactive Brokers LLC as custodians holding 10% or more of its separately managed account assets.

**Does Anchor Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/123543

**Does Anchor Capital state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "Anchor Capital does not impose a minimum portfolio size on clients and/or proposed clients."

**What changed in Anchor Capital's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 2 to 1. Regulatory assets under management went from $309,644,363 to $191,231,382 (-38%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Account minimum: None

> Anchor Capital does not impose a minimum portfolio size on clients and/or proposed clients.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $191,231,382
- Discretionary: $191,231,382
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 22 | $5,115,466 |
| High net worth individuals | Fewer than 5 | $4,599,959 |
| Investment companies | 4 | $181,515,957 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2002 (23 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- anchor-capital.com
- LinkedIn @anchor-capital-management-group-inc
- X @anchor_capital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $431,576,869 | 3 | March 29, 2021 |
| October 2022 | $484,347,783 | 6 | March 25, 2022 |
| October 2023 | $656,540,517 | 5 | March 29, 2023 |
| October 2024 | $389,745,910 | 4 | March 28, 2024 |
| October 2025 | $309,644,363 | 3 | March 25, 2025 |
| October 2026 | $191,231,382 | 3 | March 30, 2026 |

Regulatory assets under management: $431,576,869 in the October 2021 data and $191,231,382 in the October 2026 data, down 56%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 2 to 1.
- Regulatory assets under management went from $309,644,363 to $191,231,382 (-38%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Anchor Capital (CRD 123543): Form ADV filing data as of October 2026.