# Anchor Bay Private Wealth LLC

> Anchor Bay Private Wealth LLC is an SEC-registered investment advisory firm in Carlsbad, CA, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 327418
- Filed as: ANCHOR BAY PRIVATE WEALTH LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Carlsbad, CA
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/327418
- AdvisorCensus page: https://advisorcensus.com/firm/anchor-bay-private-wealth-llc-carlsbad-ca-327418

## Quick answers

**How is Anchor Bay Private Wealth LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Anchor Bay Private Wealth LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Anchor Bay Private Wealth LLC located?**
Anchor Bay Private Wealth LLC's principal office is in Carlsbad, CA, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Anchor Bay Private Wealth LLC registered with the SEC or a state?**
Anchor Bay Private Wealth LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 327418.

**How much does Anchor Bay Private Wealth LLC manage?**
Anchor Bay Private Wealth LLC reports $51,721,000 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**How have Anchor Bay Private Wealth LLC's assets and staff changed since 2023?**
In the Form ADV data for Anchor Bay Private Wealth LLC: Regulatory assets under management: $0 in the October 2023 data and $51,721,000 in the October 2026 data. Total employees: 5 in October 2023 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Anchor Bay Private Wealth LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (40); high net worth individuals (19).

**Which custodians does Anchor Bay Private Wealth LLC use?**
Anchor Bay Private Wealth LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Anchor Bay Private Wealth LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327418

**Does Anchor Bay Private Wealth LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 23, 2026 says: "ABPW generally prefers a minimum of $1,000,000 of assets under management to establish a new advisory relationship; however, the minimum may be waived at the sole discretion of the ABPW."

**What changed in Anchor Bay Private Wealth LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 5 to 6.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 23, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> ABPW generally prefers a minimum of $1,000,000 of assets under management to establish a new advisory relationship; however, the minimum may be waived at the sole discretion of the ABPW.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $51,721,000
- Discretionary: $51,721,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 40 | $14,501,000 |
| High net worth individuals | 19 | $37,220,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2023 (3 years)
- Employees: 7 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Tustin, CA

### Websites listed on Form ADV (Item 1.I)
- anchorbayprivatewealth.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $0 | 5 | July 6, 2023 |
| October 2024 | $0 | 5 | March 21, 2024 |
| October 2025 | $27,943,000 | 6 | March 21, 2025 |
| October 2026 | $51,721,000 | 7 | March 23, 2026 |

Regulatory assets under management: $0 in the October 2023 data and $51,721,000 in the October 2026 data.
Total employees: 5 in October 2023 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 5 to 6.

### December 2025
- Regulatory assets under management went from $27,943,000 to $51,700,000 (+85%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Anchor Bay Private Wealth LLC (CRD 327418): Form ADV filing data as of October 2026.