# Anacapa Financial, LLC

> Anacapa Financial, LLC is a state-registered investment advisory firm in Ventura, CA, registered since 2019, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 24, 2026.

- CRD: 305365
- Filed as: ANACAPA FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Ventura, CA
- Filing period: October 2026
- Form ADV filing dated: February 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/305365
- AdvisorCensus page: https://advisorcensus.com/firm/anacapa-financial-llc-ventura-ca-305365

## Quick answers

**How is Anacapa Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Anacapa Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Anacapa Financial, LLC located?**
Anacapa Financial, LLC's principal office is in Ventura, CA, according to its Form ADV.

**Is Anacapa Financial, LLC registered with the SEC or a state?**
Anacapa Financial, LLC is a state-registered investment advisory firm, registered since 2019. Status as filed: APPROVED. CRD 305365.

**How much does Anacapa Financial, LLC manage?**
Anacapa Financial, LLC reports $68,740,629 in regulatory assets under management in its Form ADV filing dated February 24, 2026 (95% discretionary).

**What types of clients does Anacapa Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (160); high net worth individuals (16); pension and profit sharing plans (but not the plan participants or government pension plans) (3).

**Does Anacapa Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/305365

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $68,740,629
- Discretionary: $65,432,576
- Non-discretionary: $3,308,053

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 160 | $34,792,404 |
| High net worth individuals | 16 | $28,490,065 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 3 | $3,308,053 |
| Other investment advisers | 3 | $2,150,107 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2019 (6 years)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- anacapafinancial.com
- instragram.com/anacapafinancial
- Facebook @anacapafinancial
- LinkedIn @anacapafinancial
- X @My_Anacapa

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Anacapa Financial, LLC (CRD 305365): Form ADV filing data as of October 2026.