# Amuni Financial, Inc.

> Amuni Financial, Inc. is an SEC-registered investment advisory firm in St Petersburg, FL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 12, 2026.

- CRD: 8365
- Filed as: AMUNI FINANCIAL, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: St Petersburg, FL
- Filing period: October 2026
- Form ADV filing dated: March 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/8365
- AdvisorCensus page: https://advisorcensus.com/firm/amuni-financial-inc-st-petersburg-fl-8365

## Quick answers

**How is Amuni Financial, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Amuni Financial, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is Amuni Financial, Inc. located?**
Amuni Financial, Inc.'s principal office is in St Petersburg, FL, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Amuni Financial, Inc. registered with the SEC or a state?**
Amuni Financial, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 8365.

**How much does Amuni Financial, Inc. manage?**
Amuni Financial, Inc. reports $194,623,000 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (18% discretionary).

**How have Amuni Financial, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Amuni Financial, Inc.: Regulatory assets under management: $108,228,287 in the October 2021 data and $194,623,000 in the October 2026 data, up 80%. Total employees: 21 in October 2021 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Amuni Financial, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (223); high net worth individuals (60).

**Which custodians does Amuni Financial, Inc. use?**
Amuni Financial, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Wells Fargo Clearing Services, LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Amuni Financial, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/8365

**What changed in Amuni Financial, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 11 to 12. Regulatory assets under management went from $159,700,000 to $194,623,000 (+22%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Wells Fargo Clearing Services, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $194,623,000
- Discretionary: $35,800,000
- Non-discretionary: $158,823,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 223 | $89,753,000 |
| High net worth individuals | 60 | $104,031,000 |
| Corporations or other businesses not listed above | Fewer than 5 | $839,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2021 (5 years)
- Employees: 21 total, 12 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AR, AZ, FL, GA, LA, MD, MI, NH, NY, OH, PA, TX, VA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Little Rock, AR

### Websites listed on Form ADV (Item 1.I)
- amuni.com
- linkedin/COMPANY/908630
- twitter/AMUNIFINANCIAL
- Facebook @AMUNIFINANCIAL
- YouTube @UCF1iWlmIoYgX33pCh72nAdw

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $108,228,287 | 21 | August 25, 2021 |
| October 2022 | $137,753,659 | 19 | April 5, 2022 |
| October 2023 | $114,150,000 | 19 | March 24, 2023 |
| October 2024 | $130,911,000 | 21 | August 29, 2024 |
| October 2025 | $159,700,000 | 21 | July 7, 2025 |
| October 2026 | $194,623,000 | 21 | March 12, 2026 |

Regulatory assets under management: $108,228,287 in the October 2021 data and $194,623,000 in the October 2026 data, up 80%.
Total employees: 21 in October 2021 and 21 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 11 to 12.
- Regulatory assets under management went from $159,700,000 to $194,623,000 (+22%).

### December 2025
- Registered or notice-filed in NY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Amuni Financial, Inc. (CRD 8365): Form ADV filing data as of October 2026.