{ "crd_number": 334151, "slug": "amundi-us-boston-ma-334151", "primary_business_name": "AMUNDI US", "legal_name": "AMUNDI US INVESTMENT ADVISORS LLC", "dbas": [], "city": "Boston", "state": "MA", "country": "United States", "cbsa_code": "14460", "metro": { "cbsa_code": "14460", "common_name": "Boston", "msa_name": "Boston-Cambridge-Newton, MA-NH", "path": "/advisors/ma/boston" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2025-01-24", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 1132473403.0, "raum_discretionary": 1132473403.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 32, "advisory_employees": 17, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other_investment_advisers": { "raum": null, "count": 1, "fewer_than_5": true }, "corporations_other_businesses": { "raum": 1132473403.0, "count": 2 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 4, "states_registered": [], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/334151", "disclosure_items": [ { "item": "11.D(1)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?" }, { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.D(5)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?" } ], "city_as_filed": "BOSTON", "url": "https://advisorcensus.com/firm/amundi-us-boston-ma-334151", "display_name": "Amundi US", "summary": "Amundi US is an SEC-registered investment advisory firm in Boston, MA, registered since 2025, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Amundi US (CRD 334151): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Amundi US compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Amundi US reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is Amundi US located?", "a": "Amundi US' principal office is in Boston, MA, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is Amundi US registered with the SEC or a state?", "a": "Amundi US is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 334151." }, { "q": "How much does Amundi US manage?", "a": "Amundi US reports $1,132,473,403 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Amundi US' assets and staff changed since 2025?", "a": "In the Form ADV data for Amundi US: Regulatory assets under management: $3,789,471,855 in the October 2025 data and $1,132,473,403 in the October 2026 data, down 70%. Total employees: 27 in October 2025 and 32 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Amundi US serve?", "a": "By number of clients on Form ADV Item 5.D: corporations or other businesses not listed above (2); other investment advisers (1)." }, { "q": "Which custodians does Amundi US use?", "a": "Amundi US' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists State Street Bank and U.S. Bank as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Amundi US report any disciplinary disclosures?", "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334151" }, { "q": "What changed in Amundi US' recent Form ADV filings?", "a": "In the April 2026 filing data: Its Item 11 disclosure answers changed (now yes: 11.D(5); now no: 11.G). Regulatory assets under management went from $3,789,471,855 to $1,132,473,403 (-70%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2025-10-01", "regulatory_assets_under_management": 3789471855.0, "total_employees": 27, "filing_date": "2025-04-25" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1132473403.0, "total_employees": 32, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Its Item 11 disclosure answers changed (now yes: 11.D(5); now no: 11.G).", "Regulatory assets under management went from $3,789,471,855 to $1,132,473,403 (-70%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "State Street Bank", "name_as_filed": "STATE STREET BANK", "affiliated": false }, { "name": "U.S. Bank", "name_as_filed": "U.S. BANK", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/amundi-us-boston-ma-334151.md", "clients": [ { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 1, "fewer_than_5": true, "raum": null }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 2, "fewer_than_5": false, "raum": 1132473403.0 } ], "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/334151", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }