# Amplius Asset Management, LLC

> Amplius Asset Management, LLC is an SEC-registered investment advisory firm in Blue Bell, PA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 24, 2026.

- CRD: 334991
- Filed as: AMPLIUS ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Blue Bell, PA
- Filing period: October 2026
- Form ADV filing dated: September 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/334991
- AdvisorCensus page: https://advisorcensus.com/firm/amplius-asset-management-llc-blue-bell-pa-334991

## Quick answers

**How is Amplius Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Amplius Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; other.

**What does Amplius Asset Management, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 19, 2026 states: Asset-based fee: 0.3% to 0.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Amplius Asset Management, LLC located?**
Amplius Asset Management, LLC's principal office is in Blue Bell, PA, according to its Form ADV.

**Is Amplius Asset Management, LLC registered with the SEC or a state?**
Amplius Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 334991.

**How much does Amplius Asset Management, LLC manage?**
Amplius Asset Management, LLC reports $247,303,106 in regulatory assets under management in its Form ADV filing dated September 24, 2026 (100% discretionary).

**How have Amplius Asset Management, LLC's assets and staff changed since 2025?**
In the Form ADV data for Amplius Asset Management, LLC: Regulatory assets under management: $0 in the October 2025 data and $247,303,106 in the October 2026 data. Total employees: 12 in October 2025 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Amplius Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does Amplius Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334991

**What changed in Amplius Asset Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $0 to $247,303,106.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 19, 2026)

- Asset-based fee: 0.3% to 0.5% a year (a range, as the brochure states it)

> Pursuant to the terms of the investment advisory agreement between the firm and EA Series Trust, the firm will receive a management fee ranging from 0.30% - 0.50% annually.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $247,303,106
- Discretionary: $247,303,106
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $247,303,106 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 12 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, DE, FL, IL, LA, MA, MD, MI, NC, NJ, NY, PA, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ampliusetfs.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 12 | March 28, 2025 |
| October 2026 | $247,303,106 | 12 | September 24, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $247,303,106 in the October 2026 data.
Total employees: 12 in October 2025 and 12 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $0 to $247,303,106.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Amplius Asset Management, LLC (CRD 334991): Form ADV filing data as of October 2026.