{
  "crd_number": 334991,
  "slug": "amplius-asset-management-llc-blue-bell-pa-334991",
  "primary_business_name": "AMPLIUS ASSET MANAGEMENT, LLC",
  "legal_name": "AMPLIUS ASSET MANAGEMENT, LLC",
  "dbas": [],
  "city": "Blue Bell",
  "state": "PA",
  "country": "United States",
  "cbsa_code": "37980",
  "metro": {
    "cbsa_code": "37980",
    "common_name": "Philadelphia",
    "msa_name": "Philadelphia-Camden-Wilmington, PA-NJ-DE-MD",
    "path": "/advisors/pa/philadelphia"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-03-14",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-09-24",
  "carried_forward": false,
  "raum_total": 247303106.0,
  "raum_discretionary": 247303106.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 12,
  "advisory_employees": 8,
  "client_count_bucket": null,
  "clients_by_type": {
    "investment_companies": {
      "raum": 247303106.0,
      "count": 1
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_investment_companies"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CT",
    "DE",
    "FL",
    "IL",
    "LA",
    "MA",
    "MD",
    "MI",
    "NC",
    "NJ",
    "NY",
    "PA",
    "TX",
    "VA"
  ],
  "websites": [
    "https://ampliusetfs.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/334991",
  "city_as_filed": "BLUE BELL",
  "url": "https://advisorcensus.com/firm/amplius-asset-management-llc-blue-bell-pa-334991",
  "display_name": "Amplius Asset Management, LLC",
  "summary": "Amplius Asset Management, LLC is an SEC-registered investment advisory firm in Blue Bell, PA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 24, 2026.",
  "citation": "AdvisorCensus. Amplius Asset Management, LLC (CRD 334991): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Other"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Amplius Asset Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Amplius Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; other."
    },
    {
      "q": "How much does Amplius Asset Management, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 19, 2026 states: Asset-based fee: 0.3% to 0.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Amplius Asset Management, LLC located?",
      "a": "Amplius Asset Management, LLC's principal office is in Blue Bell, PA, according to its Form ADV."
    },
    {
      "q": "Is Amplius Asset Management, LLC registered with the SEC or a state?",
      "a": "Amplius Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 334991."
    },
    {
      "q": "How much does Amplius Asset Management, LLC manage?",
      "a": "Amplius Asset Management, LLC reports $247,303,106 in regulatory assets under management in its Form ADV filing dated September 24, 2026 (100% discretionary)."
    },
    {
      "q": "How have Amplius Asset Management, LLC's assets and staff changed since 2025?",
      "a": "In the Form ADV data for Amplius Asset Management, LLC: Regulatory assets under management: $0 in the October 2025 data and $247,303,106 in the October 2026 data. Total employees: 12 in October 2025 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Amplius Asset Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: investment companies (1)."
    },
    {
      "q": "Does Amplius Asset Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334991"
    },
    {
      "q": "What changed in Amplius Asset Management, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $0 to $247,303,106."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 12,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 247303106.0,
      "total_employees": 12,
      "filing_date": "2026-09-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $0 to $247,303,106."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 19, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.3% to 0.5% a year",
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.3% to 0.5% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Pursuant to the terms of the investment advisory agreement between the firm and EA Series Trust, the firm will receive a management fee ranging from 0.30% - 0.50% annually."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.3,
        0.5
      ],
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Pursuant to the terms of the investment advisory agreement between the firm and EA Series Trust, the firm will receive a management fee ranging from 0.30% - 0.50% annually."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/amplius-asset-management-llc-blue-bell-pa-334991.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 247303106.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/334991",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}