# Amphora Wealth Management, LLC

> Amphora Wealth Management, LLC is an SEC-registered investment advisory firm in Chapel Hill, NC, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 157968
- Filed as: AMPHORA WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chapel Hill, NC
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/157968
- AdvisorCensus page: https://advisorcensus.com/firm/amphora-wealth-management-llc-chapel-hill-nc-157968

## Quick answers

**How is Amphora Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Amphora Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Amphora Wealth Management, LLC located?**
Amphora Wealth Management, LLC's principal office is in Chapel Hill, NC, according to its Form ADV.

**Is Amphora Wealth Management, LLC registered with the SEC or a state?**
Amphora Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 157968.

**How much does Amphora Wealth Management, LLC manage?**
Amphora Wealth Management, LLC reports $196,205,424 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (99% discretionary).

**How have Amphora Wealth Management, LLC's assets and staff changed since 2022?**
In the Form ADV data for Amphora Wealth Management, LLC: Regulatory assets under management: $103,709,140 in the October 2022 data and $196,205,424 in the October 2026 data, up 89%. Total employees: 3 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Amphora Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (76); individuals (other than high net worth individuals) (27).

**Which custodians does Amphora Wealth Management, LLC use?**
Amphora Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Amphora Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157968

**What changed in Amphora Wealth Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $151,259,351 to $196,205,424 (+30%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Minimum annual fee: $10,000

> The minimum annual fee required to open and maintain an account with Adviser is $10,000, subject to negotiation.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $196,205,424
- Discretionary: $195,182,066
- Non-discretionary: $1,023,358

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 27 | $20,383,679 |
| High net worth individuals | 76 | $174,845,134 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $950,234 |
| Charitable organizations | Fewer than 5 | $26,377 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2022 (4 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- amphorawealth.com
- X @AMPHORAWEALTH

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $103,709,140 | 3 | April 18, 2022 |
| October 2023 | $106,067,788 | 3 | March 31, 2023 |
| October 2024 | $122,565,184 | 3 | May 20, 2024 |
| October 2025 | $151,259,351 | 3 | March 31, 2025 |
| October 2026 | $196,205,424 | 3 | March 30, 2026 |

Regulatory assets under management: $103,709,140 in the October 2022 data and $196,205,424 in the October 2026 data, up 89%.
Total employees: 3 in October 2022 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $151,259,351 to $196,205,424 (+30%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Amphora Wealth Management, LLC (CRD 157968): Form ADV filing data as of October 2026.