# Amidon & Petersen Financials, LLC

> Amidon & Petersen Financials, LLC is an SEC-registered investment advisory firm in Albany, NY, registered since 2015, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 2, 2026.

- CRD: 143079
- Filed as: AMIDON & PETERSEN FINANCIALS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Albany, NY
- Filing period: October 2026
- Form ADV filing dated: July 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/143079
- AdvisorCensus page: https://advisorcensus.com/firm/amidon-and-petersen-financials-llc-albany-ny-143079

## Quick answers

**How is Amidon & Petersen Financials, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Amidon & Petersen Financials, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Amidon & Petersen Financials, LLC located?**
Amidon & Petersen Financials, LLC's principal office is in Albany, NY, according to its Form ADV.

**Is Amidon & Petersen Financials, LLC registered with the SEC or a state?**
Amidon & Petersen Financials, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 143079.

**How much does Amidon & Petersen Financials, LLC manage?**
Amidon & Petersen Financials, LLC reports $39,066,667 in regulatory assets under management in its Form ADV filing dated July 2, 2026 (98% discretionary).

**How have Amidon & Petersen Financials, LLC's assets and staff changed since 2021?**
In the Form ADV data for Amidon & Petersen Financials, LLC: Regulatory assets under management: $37,561,732 in the October 2021 data and $39,066,667 in the October 2026 data, up 4%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Amidon & Petersen Financials, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (120); high net worth individuals (19).

**Which custodians does Amidon & Petersen Financials, LLC use?**
Amidon & Petersen Financials, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Axos Clearing LLC, Charles Schwab & Co., Inc. and Nationwide Investment Services Corporation as custodians holding 10% or more of its separately managed account assets.

**Does Amidon & Petersen Financials, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/143079

**What changed in Amidon & Petersen Financials, LLC's recent Form ADV filings?**
In the April 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Custodians (Schedule D, Section 5.K(3))
- Axos Clearing LLC
- Charles Schwab & Co., Inc.
- Nationwide Investment Services Corporation

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $39,066,667
- Discretionary: $38,379,806
- Non-discretionary: $686,861

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 120 | $16,081,278 |
| High net worth individuals | 19 | $22,712,057 |
| Charitable organizations | Fewer than 5 | $273,332 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2015 (11 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NH, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- apfinancials.com
- petersenwealthmanagement.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $37,561,732 | 2 | March 29, 2021 |
| October 2022 | $40,434,833 | 2 | March 30, 2022 |
| October 2023 | $36,092,701 | 2 | February 25, 2023 |
| October 2024 | $37,782,592 | 1 | March 27, 2024 |
| October 2025 | $36,564,937 | 7 | March 31, 2025 |
| October 2026 | $39,066,667 | 2 | July 2, 2026 |

Regulatory assets under management: $37,561,732 in the October 2021 data and $39,066,667 in the October 2026 data, up 4%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Employees performing advisory functions went from 3 to 1.
- No longer lists an office in Castleton, NY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Amidon & Petersen Financials, LLC (CRD 143079): Form ADV filing data as of October 2026.