# Amicus Financial Advisors, LLC

> Amicus Financial Advisors, LLC is an SEC-registered investment advisory firm in Lubbock, TX, registered since 2018, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 131315
- Filed as: AMICUS FINANCIAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lubbock, TX
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/131315
- AdvisorCensus page: https://advisorcensus.com/firm/amicus-financial-advisors-llc-lubbock-tx-131315

## Quick answers

**How is Amicus Financial Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Amicus Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Amicus Financial Advisors, LLC located?**
Amicus Financial Advisors, LLC's principal office is in Lubbock, TX, according to its Form ADV; the April 2026 filing also lists 4 other offices (Schedule D, Section 1.F).

**Is Amicus Financial Advisors, LLC registered with the SEC or a state?**
Amicus Financial Advisors, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 131315.

**How much does Amicus Financial Advisors, LLC manage?**
Amicus Financial Advisors, LLC reports $550,940,733 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Amicus Financial Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Amicus Financial Advisors, LLC: Regulatory assets under management: $330,648,445 in the October 2021 data and $550,940,733 in the October 2026 data, up 67%. Total employees: 18 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Amicus Financial Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (627); high net worth individuals (121).

**Which custodians does Amicus Financial Advisors, LLC use?**
Amicus Financial Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Amicus Financial Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/131315

**What changed in Amicus Financial Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 20 to 19. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $550,940,733
- Discretionary: $550,940,733
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 627 | $170,021,882 |
| High net worth individuals | 121 | $324,605,727 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Fewer than 5 | $213,518 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $56,099,606 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2018 (8 years)
- Employees: 19 total, 19 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, NM, PA, TX, UT, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Easton, PA
- Lehi, UT
- Lubbock, TX
- Midland, TX

### Websites listed on Form ADV (Item 1.I)
- amicusadvisors.com
- amicusplanners.com
- basinwealth.com
- Facebook @amicusadvisors
- X @amicusadvisors
- YouTube @Nick-Bodily-amicusadvisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $330,648,445 | 18 | August 3, 2021 |
| October 2022 | $344,504,698 | 17 | June 29, 2022 |
| October 2023 | $353,837,936 | 18 | March 31, 2023 |
| October 2024 | $438,800,046 | 17 | March 30, 2024 |
| October 2025 | $511,209,833 | 20 | March 31, 2025 |
| October 2026 | $550,940,733 | 19 | March 30, 2026 |

Regulatory assets under management: $330,648,445 in the October 2021 data and $550,940,733 in the October 2026 data, up 67%.
Total employees: 18 in October 2021 and 19 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 20 to 19.
- Updated its list of owners and control persons (Schedule A).

### January 2026
- Added an office in Lehi, UT.
- No longer lists an office in Farmington, UT.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Amicus Financial Advisors, LLC (CRD 131315): Form ADV filing data as of October 2026.