# AMI Investment Management Inc

> AMI Investment Management Inc is an SEC-registered investment advisory firm in Kendallville, IN, registered since 1995, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 106321
- Filed as: AMI INVESTMENT MANAGEMENT INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Kendallville, IN
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106321
- AdvisorCensus page: https://advisorcensus.com/firm/ami-investment-management-inc-kendallville-in-106321

## Quick answers

**How is AMI Investment Management Inc compensated?**
On its Form ADV (Item 5.E, October 2026), AMI Investment Management Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does AMI Investment Management Inc charge?**
Its Form ADV Part 2A brochure dated March 24, 2026 states: Up to $2,500,000: 1% a year; $2,500,000 to $5,000,000: 0.8% a year; $5,000,000 to $10,000,000: 0.6% a year; Above $10,000,000: 0.4% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is AMI Investment Management Inc located?**
AMI Investment Management Inc's principal office is in Kendallville, IN, according to its Form ADV.

**Is AMI Investment Management Inc registered with the SEC or a state?**
AMI Investment Management Inc is an SEC-registered investment advisory firm, registered since 1995. Status as filed: Approved. CRD 106321.

**How much does AMI Investment Management Inc manage?**
AMI Investment Management Inc reports $963,593,785 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**How have AMI Investment Management Inc's assets and staff changed since 2021?**
In the Form ADV data for AMI Investment Management Inc: Regulatory assets under management: $648,198,928 in the October 2021 data and $963,593,785 in the October 2026 data, up 49%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does AMI Investment Management Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (234); high net worth individuals (59); charitable organizations (16).

**Which custodians does AMI Investment Management Inc use?**
AMI Investment Management Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does AMI Investment Management Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106321

**What changed in AMI Investment Management Inc's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $838,617,157 to $963,593,785 (+15%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 24, 2026)

- Up to $2,500,000: 1% a year
- $2,500,000 to $5,000,000: 0.8% a year
- $5,000,000 to $10,000,000: 0.6% a year
- Above $10,000,000: 0.4% a year

> AMI’s fee schedule is as follows: Equity/Balanced Accounts 1.0% of the first $ 2.5 million .80% of the next $ 2.5 million .60% of the next $ 5 million .40% of the balance

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $963,593,785
- Discretionary: $963,593,785
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 234 | $84,065,701 |
| High net worth individuals | 59 | $231,059,260 |
| Charitable organizations | 16 | $624,884,925 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $9,110,453 |
| Corporations or other businesses not listed above | 6 | $14,345,134 |
| Other | Fewer than 5 | $128,312 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 1995 (31 years)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- amiinvestment.com
- LinkedIn @ami-investment-management-inc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $648,198,928 | 5 | March 30, 2021 |
| October 2022 | $730,561,763 | 5 | March 23, 2022 |
| October 2023 | $656,674,433 | 5 | August 3, 2023 |
| October 2024 | $705,315,450 | 5 | March 20, 2024 |
| October 2025 | $838,617,157 | 5 | March 20, 2025 |
| October 2026 | $963,593,785 | 6 | March 24, 2026 |

Regulatory assets under management: $648,198,928 in the October 2021 data and $963,593,785 in the October 2026 data, up 49%.
Total employees: 5 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $838,617,157 to $963,593,785 (+15%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. AMI Investment Management Inc (CRD 106321): Form ADV filing data as of October 2026.