# AMI Asset Management Corp

> AMI Asset Management Corp is an SEC-registered investment advisory firm in Los Angeles, CA, registered since 1994, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 23, 2026.

- CRD: 110291
- Filed as: AMI ASSET MANAGEMENT CORP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: July 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110291
- AdvisorCensus page: https://advisorcensus.com/firm/ami-asset-management-corp-los-angeles-ca-110291

## Quick answers

**How is AMI Asset Management Corp compensated?**
On its Form ADV (Item 5.E, October 2026), AMI Asset Management Corp reports these compensation arrangements: a percentage of assets under its management.

**Where is AMI Asset Management Corp located?**
AMI Asset Management Corp's principal office is in Los Angeles, CA, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is AMI Asset Management Corp registered with the SEC or a state?**
AMI Asset Management Corp is an SEC-registered investment advisory firm, registered since 1994. Status as filed: Approved. CRD 110291.

**How much does AMI Asset Management Corp manage?**
AMI Asset Management Corp reports $1,925,617,855 in regulatory assets under management in its Form ADV filing dated July 23, 2026 (100% discretionary).

**How have AMI Asset Management Corp's assets and staff changed since 2021?**
In the Form ADV data for AMI Asset Management Corp: Regulatory assets under management: $1,671,629,229 in the October 2021 data and $1,925,617,855 in the October 2026 data, up 15%. Total employees: 13 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does AMI Asset Management Corp serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (726); high net worth individuals (387); pension and profit sharing plans (but not the plan participants or government pension plans) (68).

**Which custodians does AMI Asset Management Corp use?**
AMI Asset Management Corp's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does AMI Asset Management Corp report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110291

**What changed in AMI Asset Management Corp's recent Form ADV filings?**
In the January 2026 filing data: No longer registered or notice-filed in NC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated July 23, 2026)

- Minimum annual fee: $10,000

> The minimum annual management fee is $10,000 (based on a client’s total assets under management), which may be waived by AMI.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,925,617,855
- Discretionary: $1,925,617,855
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 726 | $270,306,685 |
| High net worth individuals | 387 | $1,317,415,584 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $18,633,575 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 68 | $89,098,839 |
| Charitable organizations | 13 | $64,951,805 |
| Corporations or other businesses not listed above | 25 | $165,211,367 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 1994 (32 years)
- Employees: 13 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, IA, IL, MA, NH, NV, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- Denver, CO

### Websites listed on Form ADV (Item 1.I)
- amiassetmanagement.com
- open.spotify.com/show/2OkBSHJitGXCNXSoLvI1Fi
- podcasts.apple.com/us/podcast/ami-asset-management-investment-perspective/id1796434291
- LinkedIn @ami-asset-management-corp.
- YouTube @AMI_Asset_Management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,671,629,229 | 13 | November 16, 2020 |
| October 2022 | $2,069,498,100 | 13 | July 20, 2022 |
| October 2023 | $1,517,987,956 | 13 | April 17, 2023 |
| October 2024 | $1,621,735,427 | 15 | February 27, 2024 |
| October 2025 | $1,838,298,695 | 14 | July 23, 2025 |
| October 2026 | $1,925,617,855 | 13 | July 23, 2026 |

Regulatory assets under management: $1,671,629,229 in the October 2021 data and $1,925,617,855 in the October 2026 data, up 15%.
Total employees: 13 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### January 2026
- No longer registered or notice-filed in NC.

### December 2025
- Employees performing advisory functions went from 11 to 9.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. AMI Asset Management Corp (CRD 110291): Form ADV filing data as of October 2026.