# Ames Financial Solutions, LLC

> Ames Financial Solutions, LLC is a state-registered investment advisory firm in Ocoee, FL, registered since 2015, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 4, 2026.

- CRD: 172728
- Filed as: AMES FINANCIAL SOLUTIONS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Ocoee, FL
- Filing period: October 2026
- Form ADV filing dated: February 4, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/172728
- AdvisorCensus page: https://advisorcensus.com/firm/ames-financial-solutions-llc-ocoee-fl-172728

## Quick answers

**How is Ames Financial Solutions, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ames Financial Solutions, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Ames Financial Solutions, LLC located?**
Ames Financial Solutions, LLC's principal office is in Ocoee, FL, according to its Form ADV.

**Is Ames Financial Solutions, LLC registered with the SEC or a state?**
Ames Financial Solutions, LLC is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 172728.

**How much does Ames Financial Solutions, LLC manage?**
Ames Financial Solutions, LLC reports $6,512,004 in regulatory assets under management in its Form ADV filing dated February 4, 2026 (100% discretionary).

**What types of clients does Ames Financial Solutions, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (217).

**Does Ames Financial Solutions, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/172728

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $6,512,004
- Discretionary: $6,512,004
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 217 | $6,512,004 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2015 (11 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- amesfinancialsolutions.com
- Facebook @RESHELLSSMITH
- Instagram @amesfinancial
- LinkedIn @RESHELLSMITH

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ames Financial Solutions, LLC (CRD 172728): Form ADV filing data as of October 2026.