# Ames Capital Management, Inc.

> Ames Capital Management, Inc. is a state-registered investment advisory firm, registered since 2013, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 24, 2025.

- CRD: 167806
- Filed as: AMES CAPITAL MANAGEMENT, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Florida
- Filing period: October 2026
- Form ADV filing dated: March 24, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/167806
- AdvisorCensus page: https://advisorcensus.com/firm/ames-capital-management-inc-167806

## Quick answers

**How is Ames Capital Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Ames Capital Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Is Ames Capital Management, Inc. registered with the SEC or a state?**
Ames Capital Management, Inc. is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 167806.

**How much does Ames Capital Management, Inc. manage?**
Ames Capital Management, Inc. reports $10,500,000 in regulatory assets under management in its Form ADV filing dated March 24, 2025 (100% discretionary).

**What types of clients does Ames Capital Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (30).

**Does Ames Capital Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/167806

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $10,500,000
- Discretionary: $10,500,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 30 | $10,500,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2013 (13 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- amescapitalmanagement.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ames Capital Management, Inc. (CRD 167806): Form ADV filing data as of October 2026.