{ "crd_number": 105846, "slug": "ameriserv-wealth-advisors-inc-johnstown-pa-105846", "primary_business_name": "AMERISERV WEALTH ADVISORS INC", "legal_name": "AMERISERV WEALTH ADVISORS INC", "dbas": [], "city": "Johnstown", "state": "PA", "country": "United States", "cbsa_code": "27780", "metro": { "cbsa_code": "27780", "common_name": "Johnstown", "msa_name": "Johnstown, PA", "path": "/advisors/pa/johnstown" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1994-11-14", "years_registered": 31, "period": "2026-10-01", "filing_date": "2026-03-20", "carried_forward": false, "raum_total": 1111917969.0, "raum_discretionary": 1111917969.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 4, "advisory_employees": 3, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 19994071.0, "count": null, "description": "IOLTA AGENCY ACCOUNT", "fewer_than_5": true }, "charitable": { "raum": 12036291.0, "count": null, "fewer_than_5": true }, "individuals": { "raum": 16365129.0, "count": 32 }, "banking_thrift": { "raum": 1000828049.0, "count": null, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 46227100.0, "count": 18 }, "corporations_other_businesses": { "raum": 16467329.0, "count": 5 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "periodicals_newsletters", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "PA" ], "websites": [ "https://ameriserv.com/INVESTMENTS", "https://ameriserv.com/WEALTHADVISORS" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105846", "city_as_filed": "JOHNSTOWN", "url": "https://advisorcensus.com/firm/ameriserv-wealth-advisors-inc-johnstown-pa-105846", "display_name": "Ameriserv Wealth Advisors Inc", "summary": "Ameriserv Wealth Advisors Inc is an SEC-registered investment advisory firm in Johnstown, PA, registered since 1994, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 20, 2026.", "citation": "AdvisorCensus. Ameriserv Wealth Advisors Inc (CRD 105846): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Publication of periodicals or newsletters" ], "quick_answers": [ { "q": "How is Ameriserv Wealth Advisors Inc compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Ameriserv Wealth Advisors Inc reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is Ameriserv Wealth Advisors Inc located?", "a": "Ameriserv Wealth Advisors Inc's principal office is in Johnstown, PA, according to its Form ADV." }, { "q": "Is Ameriserv Wealth Advisors Inc registered with the SEC or a state?", "a": "Ameriserv Wealth Advisors Inc is an SEC-registered investment advisory firm, registered since 1994. Status as filed: Approved. CRD 105846." }, { "q": "How much does Ameriserv Wealth Advisors Inc manage?", "a": "Ameriserv Wealth Advisors Inc reports $1,111,917,969 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary)." }, { "q": "How have Ameriserv Wealth Advisors Inc's assets and staff changed since 2021?", "a": "In the Form ADV data for Ameriserv Wealth Advisors Inc: Regulatory assets under management: $1,110,658,276 in the October 2021 data and $1,111,917,969 in the October 2026 data, unchanged. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Ameriserv Wealth Advisors Inc serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (32); high net worth individuals (18); corporations or other businesses not listed above (5)." }, { "q": "Which custodians does Ameriserv Wealth Advisors Inc use?", "a": "Ameriserv Wealth Advisors Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Ameriserv Financial Bank (affiliated with the firm) as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Ameriserv Wealth Advisors Inc report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105846" }, { "q": "Does Ameriserv Wealth Advisors Inc state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 16, 2026 says: \"A minimum of $250,000 of assets und er management is required for this service. However, the account minimum is negotiable under certain circumstances.\" \"AWA’s minimum account size is $250,000 of assets under management. However, the account minimum is negotiable under certain circumstances.\"" }, { "q": "What changed in Ameriserv Wealth Advisors Inc's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 4 to 3." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1110658276.0, "total_employees": 5, "filing_date": "2021-09-09" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1259530682.0, "total_employees": 4, "filing_date": "2022-06-23" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1086672584.0, "total_employees": 5, "filing_date": "2023-10-02" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1115288536.0, "total_employees": 4, "filing_date": "2024-04-19" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1056593704.0, "total_employees": 5, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1111917969.0, "total_employees": 4, "filing_date": "2026-03-20" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 4 to 3." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 16, 2026", "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "$250,000", "account_minimum_may_be_waived": true, "minimum_annual_fee": null, "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: $250,000 (the brochure says it may be waived or negotiated)" ], "quotes": [ "A minimum of $250,000 of assets und er management is required for this service. However, the account minimum is negotiable under certain circumstances.", "AWA’s minimum account size is $250,000 of assets under management. However, the account minimum is negotiable under certain circumstances." ] } ], "quotes": [ "A minimum of $250,000 of assets und er management is required for this service. However, the account minimum is negotiable under certain circumstances.", "AWA’s minimum account size is $250,000 of assets under management. However, the account minimum is negotiable under certain circumstances." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Ameriserv Financial Bank", "name_as_filed": "AMERISERV FINANCIAL BANK", "affiliated": true } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/ameriserv-wealth-advisors-inc-johnstown-pa-105846.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 32, "fewer_than_5": false, "raum": 16365129.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 18, "fewer_than_5": false, "raum": 46227100.0 }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": null, "fewer_than_5": true, "raum": 1000828049.0 }, { "type": "charitable", "label": "Charitable organizations", "count": null, "fewer_than_5": true, "raum": 12036291.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 5, "fewer_than_5": false, "raum": 16467329.0 }, { "type": "other", "label": "Other", "count": null, "fewer_than_5": true, "raum": 19994071.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/105846", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }