# American Wealth Management, Inc.

> American Wealth Management, Inc. is an SEC-registered investment advisory firm in Alpharetta, GA, registered since 2006, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 3, 2026.

- CRD: 25536
- Filed as: AMERICAN WEALTH MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Alpharetta, GA
- Filing period: October 2026
- Form ADV filing dated: September 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/25536
- AdvisorCensus page: https://advisorcensus.com/firm/american-wealth-management-inc-alpharetta-ga-25536

## Quick answers

**How is American Wealth Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), American Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**What does American Wealth Management, Inc.'s brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 6, 2026 states: Asset-based fee: 1% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is American Wealth Management, Inc. located?**
American Wealth Management, Inc.'s principal office is in Alpharetta, GA, according to its Form ADV; the October 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is American Wealth Management, Inc. registered with the SEC or a state?**
American Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 25536.

**How much does American Wealth Management, Inc. manage?**
American Wealth Management, Inc. reports $310,016,000 in regulatory assets under management in its Form ADV filing dated September 3, 2026 (76% discretionary).

**How have American Wealth Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for American Wealth Management, Inc.: Regulatory assets under management: $223,639,857 in the October 2021 data and $310,016,000 in the October 2026 data, up 39%. Total employees: 19 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does American Wealth Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (383); high net worth individuals (167); corporations or other businesses not listed above (8).

**Which custodians does American Wealth Management, Inc. use?**
American Wealth Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Raymond James & Associates, Inc. as custodians holding 10% or more of its separately managed account assets.

**Does American Wealth Management, Inc. report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/25536

**What changed in American Wealth Management, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 10 to 9.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 6, 2026)

- Asset-based fee: 1% to 2% a year (a range, as the brochure states it)

> AWM’s basic fee structure for all managed accounts range from ~1% to 2% annual fee paid quarterly of the account value at the end of the quarter.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $310,016,000
- Discretionary: $236,016,000
- Non-discretionary: $74,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 383 | $78,000,000 |
| High net worth individuals | 167 | $228,000,000 |
| Banking or thrift institutions | Fewer than 5 | $16,000 |
| Charitable organizations | 7 | $1,600,000 |
| Corporations or other businesses not listed above | 8 | $2,400,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2006 (20 years)
- Employees: 10 total, 9 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AL, AZ, CO, FL, GA, LA, NC, NE, SC, TN, TX, WA, WY
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/25536

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Casper, WY

### Websites listed on Form ADV (Item 1.I)
- americanwealthmanagement.com
- awminc.biz

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $223,639,857 | 19 | March 9, 2021 |
| October 2022 | $340,050,000 | 18 | March 31, 2022 |
| October 2023 | $300,050,000 | 15 | July 14, 2023 |
| October 2024 | $217,518,379 | 10 | July 11, 2024 |
| October 2025 | $284,315,000 | 10 | March 31, 2025 |
| October 2026 | $310,016,000 | 10 | September 3, 2026 |

Regulatory assets under management: $223,639,857 in the October 2021 data and $310,016,000 in the October 2026 data, up 39%.
Total employees: 19 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 10 to 9.

### January 2026
- Registered or notice-filed in LA, NE, TN.
- No longer registered or notice-filed in WV.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. American Wealth Management, Inc. (CRD 25536): Form ADV filing data as of October 2026.