# American Independent Securities Group, LLC

> American Independent Securities Group, LLC is an SEC-registered investment advisory firm in Eagle, ID, registered since 2008, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 135288
- Filed as: AMERICAN INDEPENDENT SECURITIES GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Eagle, ID
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/135288
- AdvisorCensus page: https://advisorcensus.com/firm/american-independent-securities-group-llc-eagle-id-135288

## Quick answers

**How is American Independent Securities Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), American Independent Securities Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does American Independent Securities Group, LLC charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 0.75% to 2.5% a year (a range, as the brochure states it); Hourly rate: $50 to $250 an hour (Financial Planning fees); Flat fee: $100 to $4,000 (Financial Planning fees). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is American Independent Securities Group, LLC located?**
American Independent Securities Group, LLC's principal office is in Eagle, ID, according to its Form ADV; the April 2026 filing also lists 18 other offices (Schedule D, Section 1.F).

**Is American Independent Securities Group, LLC registered with the SEC or a state?**
American Independent Securities Group, LLC is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 135288.

**How much does American Independent Securities Group, LLC manage?**
American Independent Securities Group, LLC reports $986,332,007 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (5% discretionary).

**How have American Independent Securities Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for American Independent Securities Group, LLC: Regulatory assets under management: $341,256,603 in the October 2021 data and $986,332,007 in the October 2026 data, up 189%. Total employees: 40 in October 2021 and 49 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does American Independent Securities Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (3,902); high net worth individuals (437); pension and profit sharing plans (but not the plan participants or government pension plans) (18).

**Which custodians does American Independent Securities Group, LLC use?**
American Independent Securities Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Assetmark, Inc and RBC Capital Markets, LLC as custodians holding 10% or more of its separately managed account assets.

**Does American Independent Securities Group, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/135288

**What changed in American Independent Securities Group, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 34 to 49. Regulatory assets under management went from $604,888,609 to $986,332,007 (+63%). Changed its office addresses in Greenwood Village, CO. Changed its office addresses in Honolulu, HI. Changed its office addresses in Idaho Falls, ID. Changed its office addresses in Post Falls, ID. Added an office in Edmonds, WA. Added an office in Fort Thomas, KY. Added an office in North Royalton, OH. Added an office in Troy, MI. No longer lists an office in Rockford, IL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Asset-based fee: 0.75% to 2.5% a year (a range, as the brochure states it)

> Our annual fees for Investment Advisory Services are based upon a percentage of assets under management and generally range from .75% to 2.5%. The fee is negotiated and is based upon a variety of factors

- Hourly rate: $50 to $250 an hour (Financial Planning fees)

> Financial Planning fees may be calculated and charged on an hourly basis, ranging from $50.00 to $250.00 per hour.

- Flat fee: $100 to $4,000 (Financial Planning fees)

> Our Financial Planning fees may be calculated and charged on a fixed fee basis, typically ranging from $100.00 to $4000.00, depending on the specific arrangement reached with the client.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Assetmark, Inc
- RBC Capital Markets, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $986,332,007
- Discretionary: $53,629,655
- Non-discretionary: $932,702,352

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 3,902 | $578,268,192 |
| High net worth individuals | 437 | $389,132,165 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 18 | $5,493,195 |
| Charitable organizations | 13 | $4,876,134 |
| Corporations or other businesses not listed above | 15 | $8,562,321 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2008 (18 years)
- Employees: 49 total, 49 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/135288

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Albany, OR
- Barboo, WI
- Eagle, ID
- Edmonds, WA
- Fort Thomas, KY
- Greenwood Village, CO
- Honolulu, HI
- Idaho Falls, ID
- Irvine, CA
- Minot, ND
- North Royalton, OH
- Olympia, WA
- Pocatello, ID
- Post Falls, ID
- Spokane, WA
- Troy, MI
- Wichita, KS
- Winthrop, WA

### Websites listed on Form ADV (Item 1.I)
- americanisg.com
- LinkedIn @american-independent-securities-group

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $341,256,603 | 40 | April 28, 2021 |
| October 2022 | $412,166,856 | 40 | March 31, 2022 |
| October 2023 | $407,674,041 | 33 | March 31, 2023 |
| October 2024 | $513,341,332 | 33 | March 27, 2024 |
| October 2025 | $604,888,609 | 34 | March 25, 2025 |
| October 2026 | $986,332,007 | 49 | March 31, 2026 |

Regulatory assets under management: $341,256,603 in the October 2021 data and $986,332,007 in the October 2026 data, up 189%.
Total employees: 40 in October 2021 and 49 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 34 to 49.
- Regulatory assets under management went from $604,888,609 to $986,332,007 (+63%).
- Changed its office addresses in Greenwood Village, CO.
- Changed its office addresses in Honolulu, HI.
- Changed its office addresses in Idaho Falls, ID.
- Changed its office addresses in Post Falls, ID.
- Added an office in Edmonds, WA.
- Added an office in Fort Thomas, KY.
- Added an office in North Royalton, OH.
- Added an office in Troy, MI.
- No longer lists an office in Rockford, IL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. American Independent Securities Group, LLC (CRD 135288): Form ADV filing data as of October 2026.