# American Capital Management Inc

> American Capital Management Inc is an SEC-registered investment advisory firm in New York, NY, registered since 1980, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 30, 2026.

- CRD: 110861
- Filed as: AMERICAN CAPITAL MANAGEMENT INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: June 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/110861
- AdvisorCensus page: https://advisorcensus.com/firm/american-capital-management-inc-new-york-ny-110861

## Quick answers

**How is American Capital Management Inc compensated?**
On its Form ADV (Item 5.E, October 2026), American Capital Management Inc reports these compensation arrangements: a percentage of assets under its management.

**Where is American Capital Management Inc located?**
American Capital Management Inc's principal office is in New York, NY, according to its Form ADV.

**Is American Capital Management Inc registered with the SEC or a state?**
American Capital Management Inc is an SEC-registered investment advisory firm, registered since 1980. Status as filed: Approved. CRD 110861.

**How much does American Capital Management Inc manage?**
American Capital Management Inc reports $2,111,011,554 in regulatory assets under management in its Form ADV filing dated June 30, 2026 (100% discretionary).

**How have American Capital Management Inc's assets and staff changed since 2021?**
In the Form ADV data for American Capital Management Inc: Regulatory assets under management: $3,443,257,568 in the October 2021 data and $2,111,011,554 in the October 2026 data, down 39%. Total employees: 14 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does American Capital Management Inc serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (272); corporations or other businesses not listed above (36); charitable organizations (18).

**Which custodians does American Capital Management Inc use?**
American Capital Management Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank of America, National Association as a custodian holding 10% or more of its separately managed account assets.

**Does American Capital Management Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/110861

**Does American Capital Management Inc state an account minimum?**
Its Form ADV Part 2A brochure dated June 30, 2026 says: "We generally require a minimum of $2 million for new accounts. However, smaller accounts may be accepted at the discretion of management."

**What changed in American Capital Management Inc's recent Form ADV filings?**
In the July 2026 filing data: Regulatory assets under management went from $2,637,474,568 to $2,111,011,554 (-20%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated June 30, 2026)

- Account minimum: $2,000,000 (the brochure says it may be waived or negotiated)

> We generally require a minimum of $2 million for new accounts. However, smaller accounts may be accepted at the discretion of management.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Bank of America, National Association

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,111,011,554
- Discretionary: $2,111,011,554
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 272 | $884,929,625 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $523,536,345 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $7,878,870 |
| Charitable organizations | 18 | $208,817,101 |
| Corporations or other businesses not listed above | 36 | $485,849,613 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1980 (46 years)
- Employees: 15 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CT, DC, DE, FL, GA, IL, LA, MA, ME, MI, MN, NC, NH, NJ, NM, NY, OH, PA, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [americancapitalmanagement.com](https://americancapitalmanagement.com)
- LinkedIn @american-capital-management-inc.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $3,443,257,568 | 14 | June 24, 2021 |
| October 2022 | $3,531,668,104 | 14 | June 29, 2022 |
| October 2023 | $3,032,788,929 | 14 | June 30, 2023 |
| October 2024 | $3,292,084,292 | 15 | June 12, 2024 |
| October 2025 | $2,637,474,568 | 16 | June 27, 2025 |
| October 2026 | $2,111,011,554 | 15 | June 30, 2026 |

Regulatory assets under management: $3,443,257,568 in the October 2021 data and $2,111,011,554 in the October 2026 data, down 39%.
Total employees: 14 in October 2021 and 15 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Regulatory assets under management went from $2,637,474,568 to $2,111,011,554 (-20%).
- Updated its list of owners and control persons (Schedule A).

### January 2026
- No longer registered or notice-filed in MO.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. American Capital Management Inc (CRD 110861): Form ADV filing data as of October 2026.