# Amergin Asset Management, LLC

> Amergin Asset Management, LLC is an SEC-registered investment advisory firm in Boca Raton, FL, registered since 2022, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 323350
- Filed as: AMERGIN ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Boca Raton, FL
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/323350
- AdvisorCensus page: https://advisorcensus.com/firm/amergin-asset-management-llc-boca-raton-fl-323350

## Quick answers

**How is Amergin Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Amergin Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Amergin Asset Management, LLC located?**
Amergin Asset Management, LLC's principal office is in Boca Raton, FL, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Amergin Asset Management, LLC registered with the SEC or a state?**
Amergin Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 323350.

**How much does Amergin Asset Management, LLC manage?**
Amergin Asset Management, LLC reports $1,209,349,808 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (100% discretionary).

**How have Amergin Asset Management, LLC's assets and staff changed since 2023?**
In the Form ADV data for Amergin Asset Management, LLC: Regulatory assets under management: $221,800,000 in the October 2023 data and $1,209,349,808 in the October 2026 data, up 445%. Total employees: 8 in October 2023 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Amergin Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4).

**Does Amergin Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323350

**What changed in Amergin Asset Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $946,015,564 to $1,209,349,808 (+28%). Registered or notice-filed in GA. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $1,209,349,808
- Discretionary: $1,209,349,808
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 4 | $1,209,349,808 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2022 (3 years)
- Employees: 13 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, FL, GA, KY, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Dublin 2

### Websites listed on Form ADV (Item 1.I)
- amerginam.com
- LinkedIn @amergin-asset-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $221,800,000 | 8 | March 30, 2023 |
| October 2024 | $695,889,083 | 9 | March 25, 2024 |
| October 2025 | $946,015,564 | 12 | March 27, 2025 |
| October 2026 | $1,209,349,808 | 13 | March 19, 2026 |

Regulatory assets under management: $221,800,000 in the October 2023 data and $1,209,349,808 in the October 2026 data, up 445%.
Total employees: 8 in October 2023 and 13 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $946,015,564 to $1,209,349,808 (+28%).
- Registered or notice-filed in GA.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Amergin Asset Management, LLC (CRD 323350): Form ADV filing data as of October 2026.